UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

500 NEWPORT CENTER DRIVE, NEWPORT BEACH, California, 92660, (949) 999-8500

Report Date: 03/31/2013

Position Statistics:

Total Positions 798
New Positions 99
Increased Positions 444
Decreased Positions 293
Positions with Activity 737
Sold Out Positions 55
Total Mkt Value
(in $ millions)
3,708

Sector Weighting

Basic Materials 2.27%
Capital Goods 1.98%
Conglomerates 0.01%
Consumer Cyclical 3.27%
Consumer/Non-Cyclical 4.92%
Energy 6.7%
Financial 54.05%
Healthcare 4.75%
Services 7.52%
Technology 10.59%
Transportation 0.87%
Utilities 2.42%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

798 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 15+ YR US TIPS -237 Sold Out 0
COMMONWEALTH REIT 6.50% PFD CUM CO 3,174 -36 (1.12) 132,250
BARCLAYS PLC ADR 210 210 New 10,630
ICICI BK LTD ADR 362 362 New 7,740
NOVO-NORDISK A S ADR 506 -239 (32.08) 2,983
PARTNER COMMUNICATIONS CO LTD ADR 68 68 New 10,962
TEVA PHARMACEUTICAL INDS LTD ADR 8,467 -167 (1.93) 215,160
VALE S A ADR 213 213 New 13,382
ERICSSON ADR B SEK 10 165 -7 (3.87) 13,929
HDFC BANK LTD ADR REPS 3 SHS 244 244 New 5,927
MARKET VECTORS ETF TR AGRIBUS ETF 1,164 9 .77 21,518
JPMORGAN CHASE & CO ALERIAN ML ETN 5,403 -130 (2.35) 111,917
ALPS ETF TR ALERIAN MLP 3,775 1,143 43.40 208,932
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 4,950 1,513 44.01 101,874
HONDA MOTOR LTD AMERN SHS 620 84 15.66 15,023
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL 1,564 451 40.51 16,107
ISHARES TR BARCLYS 10-20YR 7,220 -5,638 (43.85) 54,748
ISHARES TR BARCLYS 1-3 YR 1,105 -511 (31.61) 13,093
ISHARES TR BARCLYS 1-3YR CR 1,652 -1,780 (51.87) 15,646
ISHARES TR BARCLYS 20+ YR 19,791 1,787 9.93 170,476

Latest News Headlines

NYSE Rules AEP, NextEra Energy Trades 'Aberrant'    1:46PM ET  - Dow Jones Business News

Repligen CEO to Present at Jefferies 2013 Global Healthcare Conference    1:39PM ET  - GlobeNewswire

Fed Comments Take the Wind Out of REITS    1:37PM ET  - Dow Jones Business News

UPDATE: ISS Employee Leaked Proxy Votes for Concert Tickets, SEC Says    1:32PM ET  - Dow Jones Business News

Goldman's 12 Board Nominees Elected; Say-on-Pay Approved    1:23PM ET  - Dow Jones Business News

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