UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,138
New Positions 357
Increased Positions 760
Decreased Positions 347
Positions with Activity 1,107
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,904

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.78%
Capital Goods 1.64%
Conglomerates 0.07%
Consumer Cyclical 1.71%
Consumer/Non-Cyclical 4.19%
Energy 4.99%
Financial 57.63%
Healthcare 5.2%
Services 6.46%
Technology 9.54%
Transportation 0.98%
Utilities 2.1%

1,138 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -754 Sold Out 0
BARRICK GOLD CORP COM -123 Sold Out 0
CANADIAN SOLAR INC COM -655 Sold Out 0
CAPITAL PRODUCT PARTNERS L P COM UNIT LP -141 Sold Out 0
CENTERPOINT ENERGY INC COM -668 Sold Out 0
CHILDRENS PL INC COM -798 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG CA ENRG INC -527 Sold Out 0
E HOUSE CHINA HLDGS LTD ADR -562 Sold Out 0
EGA EMERGING GLOBAL SHS TR EGS INDI INF ETF -623 Sold Out 0
FIRST TR EXCHANGE TRADED FD II UTILITIES ALPH -2,217 Sold Out 0
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE -2,409 Sold Out 0
FIRST TR ISE GLB WIND ENRG ETF COM SHS -583 Sold Out 0
HANGER INC COM NEW -502 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -5,653 Sold Out 0
ICAD INC COM NEW -496 Sold Out 0
ISHARES EUR DEV RE ETF -582 Sold Out 0
ISHARES 14 AMT-FREE ETF -1,031 Sold Out 0
ISHARES MSCI GERMANY ETF -18,388 Sold Out 0
KAYNE ANDERSON MLP INVT CO COM -439 Sold Out 0
KBR INC COM -315 Sold Out 0