UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

500 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 12/31/2013

Position Statistics

Total Positions 791
New Positions 134
Increased Positions 324
Decreased Positions 433
Positions with Activity 757
Sold Out Positions 177
Total Mkt Value (in $ millions) 2,897

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.81%
Capital Goods 2.56%
Conglomerates 0.04%
Consumer Cyclical 1.33%
Consumer/Non-Cyclical 5.5%
Energy 7.58%
Financial 49.79%
Healthcare 5.92%
Services 7.62%
Technology 11.98%
Transportation 0.83%
Utilities 2.46%

791 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES S&P 500 GRWT ETF 278 -78,089 (99.65) 2,808
ISHARES RUSSELL 3000 ETF 816 -76,994 (98.95) 7,314
ISHARES S&P 500 VAL ETF -70,355 Sold Out 0
VANGUARD INDEX FDS TOTAL STK MKT 4,660 -59,919 (92.78) 48,176
SELECT SECTOR SPDR TR SBI INT-FINL 1,700 -59,556 (97.22) 77,790
ISHARES U.S. UTILITS ETF 282 -58,498 (99.52) 2,661
SELECT SECTOR SPDR TR SBI CONS DISCR -56,142 Sold Out 0
ISHARES TR CORE MSCI EAFE 336 -38,410 (99.13) 5,500
ISHARES MSCI EMG MKT ETF 2,202 -36,452 (94.3) 52,409
EXXON MOBIL CORP COM 10,732 -35,612 (76.84) 106,872
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF -29,361 Sold Out 0
ISHARES 20+ YR TR BD ETF -25,697 Sold Out 0
VANGUARD BD INDEX FD INC TOTAL BND MRKT 1,032 -21,908 (95.5) 12,694
SPDR SERIES TRUST S&P DIVID ETF 20,717 -18,494 (47.17) 279,542
PIMCO ETF TR 0-5 HIGH YIELD -16,332 Sold Out 0
PIMCO ETF TR TOTL RETN ETF -15,811 Sold Out 0
APPLE INC COM 92,342 -14,393 (13.49) 175,909
ISHARES SP SMCP600VL ETF 265 -13,888 (98.13) 2,376
ISHARES 1-3 YR CR BD ETF 1,232 -12,485 (91.02) 11,685
VANGUARD INDEX FDS SM CP VAL ETF 275 -10,840 (97.53) 2,765