UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

500 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 06/30/2014

Position Statistics

Total Positions 1,003
New Positions 76
Increased Positions 541
Decreased Positions 428
Positions with Activity 969
Sold Out Positions 226
Total Mkt Value (in $ millions) 5,413

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.74%
Capital Goods 1.85%
Conglomerates 0.04%
Consumer Cyclical 1.36%
Consumer/Non-Cyclical 4.36%
Energy 6.26%
Financial 56.92%
Healthcare 5.13%
Services 6.36%
Technology 9.65%
Transportation 0.82%
Utilities 2.37%

1,003 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR U.S. ENERGY ETF 37,059 -60,725 (62.1) 660,235
ISHARES TR U.S. TECH ETF 44,386 -58,246 (56.75) 435,155
SELECT SECTOR SPDR TR SBI MATERIALS 37,571 -56,756 (60.17) 743,547
ISHARES TR US HLTHCARE ETF 39,320 -54,164 (57.94) 292,127
SELECT SECTOR SPDR TR SBI INT-FINL 78,032 -26,787 (25.56) 3,340,390
ISHARES SHRT TRS BD ETF -15,948 Sold Out 0
PIMCO ETF TR TOTL RETN ETF 4,896 -15,615 (76.13) 44,702
SCHWAB STRATEGIC TR US BRD MKT ETF 78,745 -14,243 (15.32) 1,615,322
ISHARES TR RUSSELL 3000 ETF 63,237 -14,085 (18.22) 527,991
ISHARES 3-7 YR TR BD ETF -7,589 Sold Out 0
MALLINCKRODT PUB LTD CO SHS 7,812 -6,257 (44.48) 95,862
VANGUARD BD INDEX FD INC TOTAL BND MRKT 45,810 -5,745 (11.14) 554,737
ISHARES TR 20+ YR TR BD ETF 33,359 -5,683 (14.56) 280,206
PIMCO ETF TR 0-5 HIGH YIELD 11,073 -5,170 (31.83) 104,816
PPG INDS INC COM -4,927 Sold Out 0
COACH INC COM 4,546 -4,883 (51.79) 123,441
CATERPILLAR INC DEL COM 3,897 -4,835 (55.37) 35,727
NETAPP INC COM 5,836 -4,548 (43.8) 138,424
HOME DEPOT INC COM 10,330 -4,361 (29.69) 110,481
ISHARES TR S&P 500 VAL ETF 83,800 -4,247 (4.82) 909,390