UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

500 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 03/31/2014

Position Statistics

Total Positions 958
New Positions 338
Increased Positions 731
Decreased Positions 175
Positions with Activity 906
Sold Out Positions 32
Total Mkt Value (in $ millions) 4,792

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.13%
Capital Goods 2.11%
Conglomerates 0.04%
Consumer Cyclical 1.43%
Consumer/Non-Cyclical 4.74%
Energy 6.96%
Financial 54.44%
Healthcare 5.68%
Services 6.67%
Technology 9.96%
Transportation 0.97%
Utilities 2.3%

958 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTEL CORP COM 17,804 7,261 68.86 525,342
CAPITAL ONE FINL CORP COM 17,584 417 2.43 221,072
UNITED PARCEL SERVICE INC CL B 17,523 2,434 16.13 180,484
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 17,481 381 2.23 190,635
E M C CORP MASS COM 17,470 3,202 22.45 596,234
QUESTCOR PHARMACEUTICALS INC COM 17,317 3,514 25.46 192,475
CISCO SYS INC COM 17,206 1,461 9.28 681,957
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 16,658 1,264 8.21 290,463
CELGENE CORP COM 16,530 4,115 33.15 189,678
MERCK & CO INC NEW COM 16,361 2,095 14.69 288,343
PFIZER INC COM 16,242 6,704 70.29 565,924
PIMCO ETF TR 0-5 HIGH YIELD 16,101 16,101 New 153,753
COLGATE PALMOLIVE CO COM 16,036 3,555 28.48 252,929
ISHARES SHRT TRS BD ETF 15,947 15,947 New 144,628
DISNEY WALT CO COM DISNEY 15,595 11,175 252.85 181,595
VERIZON COMMUNICATIONS INC COM 15,229 8,961 142.95 302,043
ISHARES TR CORE S&P MCP ETF 15,156 1,098 7.81 110,819
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 14,840 14,840 New 562,761
LOCKHEED MARTIN CORP COM 14,636 3,927 36.67 87,657
THERMO FISHER SCIENTIFIC INC COM 14,522 557 3.99 119,520