UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,138
New Positions 357
Increased Positions 760
Decreased Positions 347
Positions with Activity 1,107
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,904

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.78%
Capital Goods 1.64%
Conglomerates 0.07%
Consumer Cyclical 1.71%
Consumer/Non-Cyclical 4.19%
Energy 4.99%
Financial 57.63%
Healthcare 5.2%
Services 6.46%
Technology 9.54%
Transportation 0.98%
Utilities 2.1%

1,138 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NETSCOUT SYS INC COM 1,112 -38 (3.35) 30,117
RENT A CTR INC NEW COM 1,110 -72 (6.1) 30,836
POWERSHARES ETF TRUST FTSE RAFI 1000 1,091 1,091 New 11,814
HANESBRANDS INC COM 1,090 -147 (11.85) 9,823
GLAXOSMITHKLINE PLC SPONSORED ADR 1,085 129 13.53 25,382
ANALOG DEVICES INC COM 1,084 -14 (1.24) 19,140
UBS AG SHS NEW 1,083 -10 (0.91) 64,141
ISHARES EM MKTS CURR ETF 1,074 1,074 New 23,484
ARM HLDGS PLC SPONSORED ADR 1,061 389 57.85 22,892
BOSTON BEER INC CL A 1,059 1,059 New 3,645
PPG INDS INC COM 1,058 1,058 New 4,578
W P CAREY INC COM 1,057 -235 (18.17) 14,565
TRW AUTOMOTIVE HLDGS CORP COM 1,055 1,055 New 10,277
SYSCO CORP COM 1,048 210 25.10 25,749
DOW CHEM CO COM 1,042 66 6.75 22,655
PROSHARES TR PSHS ULT BASMATL 1,037 1,037 New 20,364
NBT BANCORP INC COM 1,035 New 39,889
PROSPECT CAPITAL CORPORATION COM 1,032 244 30.91 119,861
GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 1,031 177 20.71 44,150
TE CONNECTIVITY LTD REG SHS 1,023 -3,946 (79.41) 15,810