UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,135
New Positions 357
Increased Positions 758
Decreased Positions 346
Positions with Activity 1,104
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,746

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.71%
Capital Goods 1.62%
Conglomerates 0.07%
Consumer Cyclical 1.67%
Consumer/Non-Cyclical 4.19%
Energy 4.79%
Financial 58.44%
Healthcare 5.42%
Services 6.59%
Technology 9.35%
Transportation 0.93%
Utilities 2.15%

1,135 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UBS AG SHS NEW 1,058 -10 (0.91) 64,141
RENT A CTR INC NEW COM 1,057 -69 (6.1) 30,836
TE CONNECTIVITY LTD REG SHS 1,050 -4,048 (79.41) 15,810
W P CAREY INC COM 1,046 -232 (18.17) 14,565
POWERSHARES ETF TRUST FTSE RAFI 1000 1,040 1,040 New 11,814
YAHOO INC COM 1,039 -21 (1.94) 23,613
RETAIL PPTYS AMER INC CL A 1,038 97 10.30 58,683
AMERIPRISE FINL INC COM 1,035 1,035 New 8,282
NORTHROP GRUMMAN CORP COM 1,034 1,034 New 6,589
ROGERS COMMUNICATIONS INC CL B 1,023 14 1.39 28,722
DOW CHEM CO COM 1,023 65 6.75 22,655
PPG INDS INC COM 1,020 1,020 New 4,578
IRIDIUM COMMUNICATIONS INC COM 1,016 225 28.49 119,373
SYSCO CORP COM 1,009 202 25.10 25,749
GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 1,007 173 20.71 44,150
ISHARES EM MKT SM-CP ETF 999 999 New 21,928
ANALOG DEVICES INC COM 997 -13 (1.24) 19,140
CRACKER BARREL OLD CTRY STORE COM 995 995 New 7,397
DIRECTV COM 994 32 3.28 11,659
KELLOGG CO COM 992 152 18.07 15,127