UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,135
New Positions 357
Increased Positions 758
Decreased Positions 346
Positions with Activity 1,104
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,746

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.71%
Capital Goods 1.62%
Conglomerates 0.07%
Consumer Cyclical 1.67%
Consumer/Non-Cyclical 4.19%
Energy 4.79%
Financial 58.44%
Healthcare 5.42%
Services 6.59%
Technology 9.35%
Transportation 0.93%
Utilities 2.15%

1,135 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIDUCIARY CLAYMORE MLP OPP FD COM 2,582 1 .04 107,546
CORESITE RLTY CORP COM 2,578 491 23.52 58,834
NXP SEMICONDUCTORS N V COM 2,577 2,577 New 32,482
VANGUARD BD INDEX FD INC SHORT TRM BOND 2,574 -273 (9.59) 31,893
GLOBAL X FDS GLOBX SUPDV US 2,566 2,566 New 88,506
WILLIAMS PARTNERS L P COM UNIT L P 2,557 739 40.67 60,296
TESORO CORP COM 2,545 .00 31,142
HONEYWELL INTL INC COM 2,524 -74 (2.86) 25,818
WISDOMTREE TR INDIA ERNGS FD 2,522 809 47.21 107,543
ISHARES MRG RL ES CP ETF 2,519 -681 (21.28) 215,858
ISHARES MSCI ACWI ETF 2,519 907 56.28 43,633
ESSEX PPTY TR INC COM 2,516 2,516 New 11,129
TRIMBLE NAVIGATION LTD COM 2,497 55 2.27 104,754
EXPRESS SCRIPTS HLDG CO COM 2,473 21 .85 30,641
RITE AID CORP COM 2,443 140 6.10 350,070
FLOWERS FOODS INC COM 2,440 146 6.36 124,733
BAXTER INTL INC COM 2,440 -44 (1.75) 34,697
ISHARES TR RUS 2000 VAL ETF 2,433 -50 (2.02) 24,992
FACEBOOK INC CL A 2,417 447 22.70 31,842
ISHARES SHT NTLAMTFR ETF 2,412 385 18.98 22,652