UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

500 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 12/31/2013

Position Statistics

Total Positions 791
New Positions 134
Increased Positions 324
Decreased Positions 433
Positions with Activity 757
Sold Out Positions 177
Total Mkt Value (in $ millions) 2,897

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.81%
Capital Goods 2.56%
Conglomerates 0.04%
Consumer Cyclical 1.33%
Consumer/Non-Cyclical 5.5%
Energy 7.58%
Financial 49.79%
Healthcare 5.92%
Services 7.62%
Technology 11.98%
Transportation 0.83%
Utilities 2.46%

791 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CTRIP COM INTL LTD AMERICAN DEP SHS 687 687 New 13,239
CANADIAN SOLAR INC COM 683 683 New 25,824
SAFEWAY INC COM NEW 683 683 New 20,013
NIPPON TELEG & TEL CORP SPONSORED ADR 677 253 59.77 25,633
MAGNUM HUNTER RES CORP DEL COM 676 -118 (14.85) 78,785
PIONEER NAT RES CO COM 671 671 New 3,301
TEREX CORP NEW COM 668 36 5.68 15,880
CREDIT SUISSE GROUP SPONSORED ADR 667 225 50.88 21,418
SPDR GOLD TRUST GOLD SHS 667 -10,553 (94.05) 5,348
INTL PAPER CO COM 664 405 156.70 14,609
FEDERAL REALTY INVT TR SH BEN INT NEW 662 662 New 5,742
PNC FINL SVCS GROUP INC COM 660 -2,104 (76.11) 7,884
ABB LTD SPONSORED ADR 658 658 New 25,404
CNOOC LTD SPONSORED ADR 652 201 44.68 3,918
WEYERHAEUSER CO COM 649 649 New 23,290
SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR 647 647 New 79,336
XL GROUP PLC SHS 632 203 47.34 20,236
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 632 New 6,498
AMERICAN CAP LTD COM 628 -302 (32.5) 42,827
SIMON PPTY GROUP INC NEW COM 625 625 New 3,678