UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,138
New Positions 357
Increased Positions 760
Decreased Positions 347
Positions with Activity 1,107
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,858

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.74%
Capital Goods 1.63%
Conglomerates 0.07%
Consumer Cyclical 1.72%
Consumer/Non-Cyclical 4.17%
Energy 4.87%
Financial 57.79%
Healthcare 5.37%
Services 6.41%
Technology 9.49%
Transportation 0.97%
Utilities 2.08%

1,138 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST S&P DIVID ETF 43,832 2,971 7.27 540,396
ISHARES TR CORE US AGGBD ET 43,612 5,440 14.25 396,113
PROCTER & GAMBLE CO COM 43,096 -132 (0.31) 468,436
ISHARES TR U.S. UTILITS ETF 42,583 -7,986 (15.79) 360,320
CHEVRON CORP NEW COM 40,879 -66 (0.16) 374,935
ISHARES TR U.S. TECH ETF 39,804 -6,005 (13.11) 378,110
ISHARES INC CORE MSCI EMKT 37,769 6,760 21.80 815,401
SELECT SECTOR SPDR TR SBI INT-UTILS 37,745 2,773 7.93 799,692
SPDR SERIES TRUST BRCLYS INTL ETF 36,292 3,632 11.12 648,080
ISHARES MBS ETF 36,122 8,501 30.78 329,944
JOHNSON & JOHNSON COM 35,284 4,075 13.06 330,345
QUALCOMM INC COM 34,792 561 1.64 474,268
KINDER MORGAN INC DEL COM 33,463 -6,744 (16.77) 825,030
JPMORGAN CHASE & CO COM 32,923 728 2.26 535,514
GENERAL ELECTRIC CO COM 32,757 -708 (2.12) 1,302,985
DANAHER CORP DEL COM 31,740 334 1.06 369,069
ISHARES TR 20+ YR TR BD ETF 30,710 -4,092 (11.76) 247,259
BERKSHIRE HATHAWAY INC DEL CL B NEW 30,214 -280 (0.92) 197,902
SCHLUMBERGER LTD COM 29,818 -571 (1.88) 354,011
ISHARES TR US HLTHCARE ETF 29,510 -13,871 (31.98) 198,718