UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,136
New Positions 357
Increased Positions 758
Decreased Positions 347
Positions with Activity 1,105
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,811

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.69%
Capital Goods 1.62%
Conglomerates 0.07%
Consumer Cyclical 1.68%
Consumer/Non-Cyclical 4.23%
Energy 4.71%
Financial 58.37%
Healthcare 5.47%
Services 6.65%
Technology 9.36%
Transportation 0.95%
Utilities 2.12%

1,136 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BOEING CO COM 8,112 -42 (0.51) 54,895
GRAINGER W W INC COM 8,034 2,224 38.27 34,055
XPO LOGISTICS INC COM 8,002 -1,465 (15.47) 209,203
ISHARES U.S. PFD STK ETF 7,838 -1,605 (17) 196,036
SPDR GOLD TRUST GOLD SHS 7,830 -488 (5.87) 64,843
ALTRIA GROUP INC COM 7,746 -4,141 (34.84) 142,416
EXPEDIA INC DEL COM NEW 7,723 136 1.79 89,211
MONSANTO CO NEW COM 7,720 109 1.43 65,157
AMERICAN EXPRESS CO COM 7,694 4,512 141.81 93,828
CVS HEALTH CORP COM 7,672 -81 (1.05) 76,638
POWERSHARES ETF TRUST DYN PHRMA PORT 7,615 4,775 168.14 107,214
DELTA AIR LINES INC DEL COM NEW 7,602 3,171 71.56 151,398
LKQ CORP COM 7,530 175 2.38 287,284
CAPITAL ONE FINL CORP WT EXP 111418 7,495 -203 (2.64) 226,787
RAYMOND JAMES FINANCIAL INC COM 7,430 6,191 499.94 139,449
ISHARES US HLTHCR PR ETF 7,416 7,416 New 61,301
NIKE INC CL B 7,303 -1,820 (19.95) 76,976
PAYCHEX INC COM 7,272 -262 (3.48) 156,796
HSBC HLDGS PLC SPON ADR NEW 7,266 -171 (2.3) 155,660
HEWLETT PACKARD CO COM 7,204 4,022 126.41 190,884