UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 12/31/2014

Position Statistics

Total Positions 1,210
New Positions 129
Increased Positions 765
Decreased Positions 387
Positions with Activity 1,152
Sold Out Positions 84
Total Mkt Value (in $ millions) 6,762

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.66%
Capital Goods 1.68%
Conglomerates 0.11%
Consumer Cyclical 1.47%
Consumer/Non-Cyclical 4.31%
Energy 4.81%
Financial 56.17%
Healthcare 5.58%
Services 6.82%
Technology 9.65%
Transportation 1.03%
Utilities 1.92%

84 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AES CORP COM -155 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM -659 Sold Out 0
AMERISOURCEBERGEN CORP COM -296 Sold Out 0
AMTRUST FINL SVCS INC COM -290 Sold Out 0
ATWOOD OCEANICS INC COM -686 Sold Out 0
AVAGO TECHNOLOGIES LTD SHS -376 Sold Out 0
AVALONBAY CMNTYS INC COM -424 Sold Out 0
BARCLAYS BANK PLC ETN DJUBSCOFFE38 -2,227 Sold Out 0
BARCLAYS BK PLC IPATH DYNM VIX -236 Sold Out 0
BARCLAYS BK PLC IPATH S&P500 VIX -289 Sold Out 0
CALIFORNIA RES CORP COM -205 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 -79,229 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 -6,134 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR 2 GUGG FRNTR MKT -545 Sold Out 0
COLONY FINL INC COM -396 Sold Out 0
COMMERCIAL METALS CO COM -816 Sold Out 0
CONSTELLIUM NV CL A -531 Sold Out 0
CRH PLC ADR -1,015 Sold Out 0
ENCANA CORP COM -2,315 Sold Out 0
ENERPLUS CORP COM -425 Sold Out 0