UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

500 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 03/31/2014

Position Statistics

Total Positions 958
New Positions 338
Increased Positions 731
Decreased Positions 175
Positions with Activity 906
Sold Out Positions 32
Total Mkt Value (in $ millions) 4,903

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.15%
Capital Goods 2.13%
Conglomerates 0.04%
Consumer Cyclical 1.42%
Consumer/Non-Cyclical 4.81%
Energy 7.03%
Financial 54.3%
Healthcare 5.66%
Services 6.59%
Technology 9.98%
Transportation 0.97%
Utilities 2.36%

338 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR S&P 500 VAL ETF 87,149 87,149 New 955,476
ISHARES TR 20+ YR TR BD ETF 37,933 37,933 New 327,945
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 27,753 27,753 New 470,955
PIMCO ETF TR TOTL RETN ETF 20,443 20,443 New 187,279
PIMCO ETF TR 0-5 HIGH YIELD 16,287 16,287 New 153,753
ISHARES SHRT TRS BD ETF 15,947 15,947 New 144,628
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 14,857 14,857 New 562,761
ALIGN TECHNOLOGY INC COM 12,272 12,272 New 217,751
RESMED INC COM 12,081 12,081 New 236,409
WISDOMTREE TR LARGECAP DIVID 10,076 10,076 New 141,263
BECTON DICKINSON & CO COM 9,801 9,801 New 82,800
MRC GLOBAL INC COM 7,975 7,975 New 285,142
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 7,426 7,426 New 278,036
SCHWAB STRATEGIC TR US AGGREGATE B 7,300 7,300 New 140,687
GILEAD SCIENCES INC COM 6,802 6,802 New 75,711
SELECT SECTOR SPDR TR SBI INT-UTILS 6,798 6,798 New 160,175
VANGUARD INDEX FDS VALUE ETF 6,170 6,170 New 75,167
MICRON TECHNOLOGY INC COM 6,147 6,147 New 183,936
VANGUARD INDEX FDS LARGE CAP ETF 5,774 5,774 New 63,554
ACTIVISION BLIZZARD INC COM 5,609 5,609 New 244,040