UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,138
New Positions 357
Increased Positions 760
Decreased Positions 347
Positions with Activity 1,107
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,921

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.77%
Capital Goods 1.64%
Conglomerates 0.07%
Consumer Cyclical 1.71%
Consumer/Non-Cyclical 4.19%
Energy 4.93%
Financial 57.59%
Healthcare 5.27%
Services 6.45%
Technology 9.56%
Transportation 0.98%
Utilities 2.13%

760 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 126,697 104,727 476.68 4,861,738
ISHARES TR CORE S&P500 ETF 98,795 8,333 9.21 470,787
VANGUARD INDEX FDS TOTAL STK MKT 85,986 2,981 3.59 800,915
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 79,198 14,868 23.11 3,019,384
ISHARES TR CORE MSCI EAFE 76,766 11,757 18.09 1,356,768
SPDR S&P 500 ETF TR TR UNIT 61,375 7,606 14.15 294,448
VANGUARD BD INDEX FD INC TOTAL BND MRKT 52,589 7,040 15.46 640,476
EXXON MOBIL CORP COM 48,195 3,801 8.56 517,063
SELECT SECTOR SPDR TR SBI HEALTHCARE 46,645 5,476 13.30 674,749
ISHARES TR RUSSELL 2000 ETF 45,979 2,697 6.23 381,444
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 45,385 4,654 11.43 1,133,488
ISHARES TR CORE US AGGBD ET 43,469 5,422 14.25 396,113
SPDR SERIES TRUST S&P DIVID ETF 43,124 2,923 7.27 540,396
SELECT SECTOR SPDR TR SBI INT-UTILS 38,825 2,852 7.93 799,692
ISHARES INC CORE MSCI EMKT 38,471 6,886 21.80 815,401
SPDR SERIES TRUST BRCLYS INTL ETF 36,053 3,608 11.12 648,080
ISHARES MBS ETF 35,997 8,472 30.78 329,944
QUALCOMM INC COM 35,864 578 1.64 474,268
JOHNSON & JOHNSON COM 34,706 4,008 13.06 330,345
JPMORGAN CHASE & CO COM 33,496 740 2.26 535,514