UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,135
New Positions 357
Increased Positions 758
Decreased Positions 346
Positions with Activity 1,104
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,746

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.71%
Capital Goods 1.62%
Conglomerates 0.07%
Consumer Cyclical 1.67%
Consumer/Non-Cyclical 4.19%
Energy 4.79%
Financial 58.44%
Healthcare 5.42%
Services 6.59%
Technology 9.35%
Transportation 0.93%
Utilities 2.15%

1,104 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 159,985 -3,051 (1.87) 1,365,527
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 126,162 104,285 476.68 4,861,738
ISHARES TR CORE S&P500 ETF 94,567 7,976 9.21 470,787
VANGUARD INDEX FDS TOTAL STK MKT 82,574 2,863 3.59 800,915
ISHARES TR S&P 500 GRWT ETF 81,072 -10,582 (11.55) 738,696
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 79,229 14,873 23.11 3,019,384
ISHARES TR CORE MSCI EAFE 75,694 11,593 18.09 1,356,768
ISHARES TR S&P 500 VAL ETF 74,697 -6,757 (8.3) 833,950
SCHWAB STRATEGIC TR US BRD MKT ETF 66,454 -11,792 (15.07) 1,371,892
ISHARES TR MSCI EAFE ETF 62,506 -17,062 (21.44) 1,021,001
SPDR S&P 500 ETF TR TR UNIT 58,728 7,278 14.15 294,448
ISHARES TR TIPS BD ETF 57,717 -4,611 (7.4) 499,151
VANGUARD BD INDEX FD INC TOTAL BND MRKT 54,024 7,232 15.46 640,476
PEPSICO INC COM 53,411 -170 (0.32) 569,537
ISHARES TR RUSSELL 3000 ETF 52,866 -9,944 (15.83) 444,403
SELECT SECTOR SPDR TR SBI HEALTHCARE 46,740 5,487 13.30 674,749
SELECT SECTOR SPDR TR SBI INT-FINL 45,321 -31,542 (41.04) 1,969,616
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 45,272 4,642 11.43 1,133,488
EXXON MOBIL CORP COM 45,202 3,565 8.56 517,063
ISHARES TR CORE US AGGBD ET 44,515 5,553 14.25 396,113