UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,138
New Positions 357
Increased Positions 760
Decreased Positions 347
Positions with Activity 1,107
Sold Out Positions 53
Total Mkt Value (in $ millions) 5,879

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.76%
Capital Goods 1.63%
Conglomerates 0.07%
Consumer Cyclical 1.7%
Consumer/Non-Cyclical 4.15%
Energy 4.98%
Financial 57.73%
Healthcare 5.37%
Services 6.4%
Technology 9.46%
Transportation 0.97%
Utilities 2.08%

1,107 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 152,639 -2,911 (1.87) 1,365,527
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 126,940 104,928 476.68 4,861,738
ISHARES TR CORE S&P500 ETF 98,399 8,300 9.21 470,787
VANGUARD INDEX FDS TOTAL STK MKT 85,626 2,969 3.59 800,915
ISHARES TR S&P 500 GRWT ETF 83,414 -10,888 (11.55) 738,696
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 79,289 14,885 23.11 3,019,384
ISHARES TR S&P 500 VAL ETF 78,867 -7,134 (8.3) 833,950
ISHARES TR CORE MSCI EAFE 76,101 11,655 18.09 1,356,768
SCHWAB STRATEGIC TR US BRD MKT ETF 68,828 -12,213 (15.07) 1,371,892
ISHARES TR MSCI EAFE ETF 62,996 -17,195 (21.44) 1,021,001
SPDR S&P 500 ETF TR TR UNIT 60,809 7,536 14.15 294,448
ISHARES TR TIPS BD ETF 56,080 -4,480 (7.4) 499,151
ISHARES TR RUSSELL 3000 ETF 54,768 -10,301 (15.83) 444,403
PEPSICO INC COM 54,357 -173 (0.32) 569,537
VANGUARD BD INDEX FD INC TOTAL BND MRKT 53,025 7,098 15.46 640,476
SELECT SECTOR SPDR TR SBI INT-FINL 48,610 -33,831 (41.04) 1,969,616
EXXON MOBIL CORP COM 48,418 3,818 8.56 517,063
SELECT SECTOR SPDR TR SBI HEALTHCARE 47,509 5,578 13.30 674,749
ISHARES TR RUSSELL 2000 ETF 45,354 2,660 6.23 381,444
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 44,965 4,611 11.43 1,133,488