UNITED CAPITAL FINANCIAL ADVISERS, LLC Information

620 NEWPORT CENTER DRIVE, Newport Beach, California, 92660, (949) 999-8500

Report Date: 09/30/2014

Position Statistics

Total Positions 1,136
New Positions 356
Increased Positions 759
Decreased Positions 346
Positions with Activity 1,105
Sold Out Positions 51
Total Mkt Value (in $ millions) 5,929

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.8%
Capital Goods 1.67%
Conglomerates 0.07%
Consumer Cyclical 1.72%
Consumer/Non-Cyclical 4.12%
Energy 5.37%
Financial 57.52%
Healthcare 5.17%
Services 6.3%
Technology 9.52%
Transportation 0.94%
Utilities 2.04%

1,136 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 160,586 -3,062 (1.87) 1,365,527
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 129,230 106,820 476.68 4,861,738
ISHARES TR CORE S&P500 ETF 98,178 8,281 9.21 470,787
VANGUARD INDEX FDS TOTAL STK MKT 85,490 2,964 3.59 800,915
ISHARES TR S&P 500 GRWT ETF 83,384 -10,884 (11.55) 738,696
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 79,561 14,936 23.11 3,019,384
ISHARES TR CORE MSCI EAFE 79,059 12,108 18.09 1,356,768
ISHARES TR S&P 500 VAL ETF 78,483 -7,100 (8.3) 833,950
SCHWAB STRATEGIC TR US BRD MKT ETF 68,732 -12,196 (15.07) 1,371,892
ISHARES TR MSCI EAFE ETF 65,610 -17,909 (21.44) 1,021,001
SPDR S&P 500 ETF TR TR UNIT 60,983 7,558 14.15 294,448
ISHARES TR TIPS BD ETF 56,529 -4,516 (7.4) 499,151
PEPSICO INC COM 56,344 -179 (0.32) 569,537
ISHARES TR RUSSELL 3000 ETF 54,684 -10,286 (15.83) 444,403
VANGUARD BD INDEX FD INC TOTAL BND MRKT 52,910 7,083 15.46 640,476
EXXON MOBIL CORP COM 49,007 3,865 8.56 517,063
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 48,173 4,940 11.43 1,133,488
SELECT SECTOR SPDR TR SBI INT-FINL 47,960 -33,378 (41.04) 1,969,616
SELECT SECTOR SPDR TR SBI HEALTHCARE 46,396 5,447 13.30 674,749
ISHARES TR RUSSELL 2000 ETF 45,033 2,642 6.23 381,444