UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 838
New Positions 303
Increased Positions 470
Decreased Positions 320
Positions with Activity 790
Sold Out Positions 194
Total Mkt Value (in $ millions) 3,680

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.2%
Capital Goods 5.03%
Conglomerates 1.07%
Consumer Cyclical 6.96%
Consumer/Non-Cyclical 12.69%
Energy 3.24%
Financial 13.55%
Healthcare 0.89%
Services 23.18%
Technology 9.52%
Transportation 2.83%
Utilities 3.29%

838 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
A10 NETWORKS INC COM -1,056 Sold Out 0
AAC HLDGS INC COM -361 Sold Out 0
AES CORP COM -247 Sold Out 0
AGCO CORP COM -12,285 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -5,244 Sold Out 0
ALBEMARLE CORP COM -18,503 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -434 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -257 Sold Out 0
ANI PHARMACEUTICALS INC COM -3,223 Sold Out 0
ARATANA THERAPEUTICS INC COM -521 Sold Out 0
ARROW ELECTRS INC COM -319 Sold Out 0
ASCENA RETAIL GROUP INC COM -443 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -6,000 Sold Out 0
AT&T INC COM -6,875 Sold Out 0
AUTODESK INC COM -295 Sold Out 0
AXALTA COATING SYS LTD COM -2,118 Sold Out 0
BAKER HUGHES INC COM -10,679 Sold Out 0
BANCORPSOUTH INC COM -2,076 Sold Out 0
BAXALTA INC COM -282 Sold Out 0
BAXTER INTL INC COM -337 Sold Out 0