UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2017

Position Statistics

Total Positions 429
New Positions 112
Increased Positions 204
Decreased Positions 219
Positions with Activity 423
Sold Out Positions 108
Total Mkt Value (in $ millions) 3,680

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 6.51%
Basic Materials 5.79%
Industrials 15%
Consumer Cyclicals 21.07%
Consumer Non-Cyclicals 20.66%
Financials 9.59%
Healthcare 1.56%
Technology 18.15%
Telecommunication Services 1.59%
Utilities

429 Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM -92,581 Sold Out 0
ADOBE SYS INC COM -17,961 Sold Out 0
AERCAP HOLDINGS NV SHS -2,204 Sold Out 0
ALASKA AIR GROUP INC COM -9,657 Sold Out 0
ALERE INC PERP PFD CONV SE -24,705 Sold Out 0
ALIBABA GROUP HLDG LTD SPONSORED ADS -30,277 Sold Out 0
ALLSTATE CORP COM -2,196 Sold Out 0
ALLY FINL INC COM -23,479 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -4,268 Sold Out 0
AMERIPRISE FINL INC COM -9,147 Sold Out 0
AT HOME GROUP INC COM -3,379 Sold Out 0
AT&T INC COM -5,161 Sold Out 0
BANKUNITED INC COM -4,034 Sold Out 0
BARRETT BILL CORP COM -189 Sold Out 0
BLACKROCK INC COM -6,844 Sold Out 0
BORGWARNER INC COM -13,961 Sold Out 0
CABOT OIL & GAS CORP COM -2,332 Sold Out 0
CF INDS HLDGS INC COM -2,734 Sold Out 0
CITIZENS FINL GROUP INC COM -9,016 Sold Out 0
COACH INC COM -10,458 Sold Out 0