UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 222
Decreased Positions 270
Positions with Activity 492
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,896

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.91%
Capital Goods 3.77%
Conglomerates 0%
Consumer Cyclical 4.04%
Consumer/Non-Cyclical 13.93%
Energy 2.78%
Financial 13.72%
Healthcare 3.74%
Services 22.57%
Technology 15%
Transportation 1.52%
Utilities 7.28%

501 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
MCGRAW HILL FINL INC COM -52,089 Sold Out 0
ACADIA PHARMACEUTICALS COM -811 Sold Out 0
AGCO CORP COM -5,604 Sold Out 0
AIRGAS INC COM -13,376 Sold Out 0
ALEXANDRIA REAL ESTATE EQ INC COM -11,787 Sold Out 0
ALLSTATE CORP COM -35,444 Sold Out 0
AMEREN CORP COM -600 Sold Out 0
AMERICAN CAP SR FLOATING LTD COM -3,035 Sold Out 0
AMERICAN ELEC PWR INC COM -23,525 Sold Out 0
AMERICAN HOMES 4 RENT CL A -37,693 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -2,605 Sold Out 0
AMPIO PHARMACEUTICALS INC COM -274 Sold Out 0
ATMOS ENERGY CORP COM -5,467 Sold Out 0
AXIALL CORP COM -3,178 Sold Out 0
BB&T CORP COM -3,820 Sold Out 0
BEST BUY INC COM -421 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -1,171 Sold Out 0
BLACKSTONE MTG TR INC COM CL A -11,926 Sold Out 0
BLOCK H & R INC COM -18,375 Sold Out 0
BROWN & BROWN INC COM -11,495 Sold Out 0