UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2016

Position Statistics

Total Positions 436
New Positions 104
Increased Positions 201
Decreased Positions 228
Positions with Activity 429
Sold Out Positions 121
Total Mkt Value (in $ millions) 4,234

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 6.68%
Basic Materials 4.64%
Industrials 9.16%
Consumer Cyclicals 25.63%
Consumer Non-Cyclicals 18.69%
Financials 13.16%
Healthcare 4%
Technology 16.63%
Telecommunication Services 1.36%
Utilities 0%

436 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ADIENT PLC ORD SHS -5,825 Sold Out 0
ADVANSIX INC COM -89 Sold Out 0
AFFILIATED MANAGERS GROUP COM -3,494 Sold Out 0
AGCO CORP COM -6,920 Sold Out 0
AMERICAN TOWER CORP NEW COM -2,024 Sold Out 0
AMERIS BANCORP COM -1,362 Sold Out 0
ANALOG DEVICES INC COM -252 Sold Out 0
APACHE CORP COM -874 Sold Out 0
AUTODESK INC COM -17,026 Sold Out 0
BANC OF CALIFORNIA INC COM -1,653 Sold Out 0
BEMIS INC COM -9,118 Sold Out 0
BOSTON PROPERTIES INC COM -3,996 Sold Out 0
BRF SA SPONSORED ADR -1,204 Sold Out 0
BROADCOM LTD SHS -4,184 Sold Out 0
CAPITAL ONE FINL CORP COM -5,438 Sold Out 0
CARRIZO OIL & GAS INC COM -1,739 Sold Out 0
CARTER'S, INC. COM -4,625 Sold Out 0
CHESAPEAKE ENERGY CORP COM -182 Sold Out 0
COLUMBIA SPORTSWEAR CO COM -2,669 Sold Out 0
COMCAST CORP NEW CL A -30,348 Sold Out 0