UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 459
New Positions 164
Increased Positions 255
Decreased Positions 201
Positions with Activity 456
Sold Out Positions 112
Total Mkt Value (in $ millions) 4,730

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 3.71%
Conglomerates 0.02%
Consumer Cyclical 3.37%
Consumer/Non-Cyclical 8.92%
Energy 2.81%
Financial 11.23%
Healthcare 1.85%
Services 38.17%
Technology 9.9%
Transportation 1.19%
Utilities 6.66%

459 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACTIVISION BLIZZARD INC COM -3,864 Sold Out 0
ADOBE SYS INC COM -20,110 Sold Out 0
AIR PRODS & CHEMS INC COM -16,273 Sold Out 0
AMAZON COM INC COM -5,960 Sold Out 0
AMBEV SA SPONSORED ADR -1,705 Sold Out 0
AMERICAN CAMPUS CMNTYS INC COM -18,493 Sold Out 0
AMERICAN CAP LTD COM -10,560 Sold Out 0
ANNALY CAP MGMT INC COM -157 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -13,978 Sold Out 0
ARCHER DANIELS MIDLAND CO COM -8,966 Sold Out 0
ASHFORD HOSPITALITY TR INC COM SHS -13,261 Sold Out 0
AVON PRODS INC COM -40,420 Sold Out 0
BAIDU INC SPON ADR REP A -8,865 Sold Out 0
BPZ RESOURCES INC COM -288 Sold Out 0
CACI INTL INC CL A -6,151 Sold Out 0
CARDTRONICS INC COM -1,329 Sold Out 0
CARRIZO OIL & GAS INC COM -1,365 Sold Out 0
CBL & ASSOC PPTYS INC COM -3,866 Sold Out 0
CELLDEX THERAPEUTICS INC NEW COM -1,073 Sold Out 0
CITIGROUP INC COM NEW -1,185 Sold Out 0