UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 221
Decreased Positions 271
Positions with Activity 492
Sold Out Positions 166
Total Mkt Value (in $ millions) 3,925

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.97%
Capital Goods 3.78%
Conglomerates 0%
Consumer Cyclical 4%
Consumer/Non-Cyclical 14.04%
Energy 2.96%
Financial 13.34%
Healthcare 3.67%
Services 23.5%
Technology 14.85%
Transportation 1.48%
Utilities 7.19%

501 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AARONS INC COM PAR $0.50 169 169 New 6,611
ACADIA PHARMACEUTICALS COM -714 Sold Out 0
ACADIA RLTY TR COM SH BEN INT 3,856 -36,996 (90.56) 133,745
ACTAVIS PLC SHS 65,285 65,285 New 286,691
ACTIVISION BLIZZARD INC COM 14,853 14,853 New 645,483
ACTUANT CORP CL A NEW 4,470 -10,085 (69.29) 131,041
AFFILIATED MANAGERS GROUP COM 7,158 7,158 New 33,569
AGCO CORP COM -5,844 Sold Out 0
AGL RES INC COM 198 198 New 3,799
AIR LEASE CORP CL A 8,151 8,151 New 211,939
AIRGAS INC COM -13,364 Sold Out 0
ALEXANDRIA REAL ESTATE EQ INC COM -12,184 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM 13,318 13,318 New 50,000
ALLIANT ENERGY CORP COM 13,441 1,780 15.27 234,050
ALLISON TRANSMISSION HLDGS INC COM 11,234 11,234 New 367,128
ALLSTATE CORP COM -35,530 Sold Out 0
ALTRIA GROUP INC COM 20,638 20,638 New 481,516
AMAZON COM INC COM 855 855 New 2,500
AMBEV SA SPONSORED ADR 2,592 2,592 New 358,078
AMC ENTMT HLDGS INC CL A COM 2,408 2,408 New 101,980