UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 222
Decreased Positions 270
Positions with Activity 492
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 3.78%
Conglomerates 0%
Consumer Cyclical 4.01%
Consumer/Non-Cyclical 14.07%
Energy 3%
Financial 13.34%
Healthcare 3.65%
Services 22.83%
Technology 14.81%
Transportation 1.48%
Utilities 7.33%

501 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AARONS INC COM PAR $0.50 169 169 New 6,611
ACADIA PHARMACEUTICALS COM -719 Sold Out 0
ACADIA RLTY TR COM SH BEN INT 3,855 -36,983 (90.56) 133,745
ACTAVIS PLC SHS 65,073 65,073 New 286,691
ACTIVISION BLIZZARD INC COM 15,195 15,195 New 645,483
ACTUANT CORP CL A NEW 4,420 -9,973 (69.29) 131,041
AFFILIATED MANAGERS GROUP COM 7,088 7,088 New 33,569
AGCO CORP COM -5,895 Sold Out 0
AGL RES INC COM 203 203 New 3,799
AIR LEASE CORP CL A 8,032 8,032 New 211,939
AIRGAS INC COM -13,377 Sold Out 0
ALEXANDRIA REAL ESTATE EQ INC COM -12,201 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM 13,232 13,232 New 50,000
ALLIANT ENERGY CORP COM 13,690 1,813 15.27 234,050
ALLISON TRANSMISSION HLDGS INC COM 11,263 11,263 New 367,128
ALLSTATE CORP COM -35,318 Sold Out 0
ALTRIA GROUP INC COM 20,744 20,744 New 481,516
AMAZON COM INC COM 848 848 New 2,500
AMBEV SA SPONSORED ADR 2,610 2,610 New 358,078
AMC ENTMT HLDGS INC CL A COM 2,414 2,414 New 101,980