UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 668
New Positions 311
Increased Positions 397
Decreased Positions 265
Positions with Activity 662
Sold Out Positions 139
Total Mkt Value (in $ millions) 3,632

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.34%
Capital Goods 3.57%
Conglomerates 0.39%
Consumer Cyclical 6.33%
Consumer/Non-Cyclical 12.99%
Energy 3.33%
Financial 12.41%
Healthcare 7.37%
Services 22.19%
Technology 12.21%
Transportation 1.67%
Utilities 2.13%

668 Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
A10 NETWORKS INC COM 671 -1,034 (60.62) 152,586
AAC HLDGS INC COM 403 403 New 11,000
AARONS INC COM PAR $0.50 -255 Sold Out 0
ABAXIS INC COM 250 250 New 4,065
ABERCROMBIE & FITCH CO CL A 291 291 New 12,126
ACTIVISION BLIZZARD INC COM 6,445 573 9.75 275,997
ADOBE SYS INC COM 11,805 11,805 New 149,507
ADVANCE AUTO PARTS INC COM -27,635 Sold Out 0
AES CORP COM 245 245 New 19,381
AETNA INC NEW COM 402 402 New 4,044
AFFILIATED MANAGERS GROUP COM -11,777 Sold Out 0
AGCO CORP COM 11,239 11,239 New 225,000
AGL RES INC COM 622 383 160.19 12,632
AK STL HLDG CORP COM -8,095 Sold Out 0
AKAMAI TECHNOLOGIES INC COM 4,816 4,816 New 69,234
ALBEMARLE CORP COM 19,548 19,548 New 347,204
ALIBABA GROUP HLDG LTD SPONSORED ADS 14,299 -60,143 (80.79) 167,500
ALLIANCE DATA SYSTEMS CORP COM 53,246 7,009 15.16 190,571
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN -3,675 Sold Out 0
ALLISON TRANSMISSION HLDGS INC COM 379 -7,550 (95.22) 11,780