UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 667
New Positions 311
Increased Positions 396
Decreased Positions 265
Positions with Activity 661
Sold Out Positions 139
Total Mkt Value (in $ millions) 3,618

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.23%
Capital Goods 3.22%
Conglomerates 0.4%
Consumer Cyclical 6.44%
Consumer/Non-Cyclical 13.45%
Energy 3.64%
Financial 13.04%
Healthcare 6.57%
Services 22.25%
Technology 12.07%
Transportation 1.59%
Utilities 2.1%

667 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VALE S A ADR 1,029 503 95.38 171,000
VALE S A ADR REPSTG PFD 1,503 1,503 New 300,000
QIHOO 360 TECHNOLOGY CO LTD ADS -12,151 Sold Out 0
ABERCROMBIE & FITCH CO CL A 278 278 New 12,126
APOLLO ED GROUP INC CL A 10,291 424 4.30 584,695
BROADCOM CORP CL A 321 321 New 7,210
CACI INTL INC CL A -246 Sold Out 0
CBRE GROUP INC CL A 285 285 New 7,341
COMCAST CORP NEW CL A -3,932 Sold Out 0
CONSTELLIUM NV CL A -13,204 Sold Out 0
COPA HOLDINGS SA CL A -1,329 Sold Out 0
DISH NETWORK CORP CL A 1,940 -8,927 (82.15) 27,783
EP ENERGY CORP CL A 284 284 New 19,800
FACEBOOK INC CL A 2,342 -23,126 (90.81) 28,451
FINISH LINE INC CL A 4,366 4,366 New 174,621
GAMESTOP CORP NEW CL A -33,563 Sold Out 0
GOOGLE INC CL A 17,146 11,819 221.87 31,546
GREIF INC CL A -214 Sold Out 0
HUB GROUP INC CL A 864 -15,403 (94.69) 23,151
HYSTER YALE MATLS HANDLING INC CL A 3,441 -254 (6.88) 46,000