UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 503
New Positions 153
Increased Positions 223
Decreased Positions 270
Positions with Activity 493
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,815

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.64%
Capital Goods 3.48%
Conglomerates 0%
Consumer Cyclical 4.16%
Consumer/Non-Cyclical 14.44%
Energy 2.22%
Financial 13.78%
Healthcare 3.81%
Services 22.59%
Technology 14.68%
Transportation 1.7%
Utilities 7.76%

503 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VALE S A ADR 3,181 3,181 New 298,937
QIHOO 360 TECHNOLOGY CO LTD ADS 7,590 4,705 163.02 107,850
AIR LEASE CORP CL A 7,687 7,687 New 211,939
AMERICAN HOMES 4 RENT CL A -37,497 Sold Out 0
APOLLO ED GROUP INC CL A 13,677 3,572 35.35 505,993
COMCAST CORP NEW CL A 5,188 -1,654 (24.18) 94,800
CONSTELLIUM NV CL A 10,126 337 3.44 501,039
COWEN GROUP INC NEW CL A -4,990 Sold Out 0
DISH NETWORK CORP CL A 7,975 2,851 55.64 129,819
DREAMWORKS ANIMATION SKG INC CL A -5,000 Sold Out 0
ECHOSTAR CORP CL A 2,115 -2,821 (57.15) 45,328
EP ENERGY CORP CL A -1,429 Sold Out 0
FACEBOOK INC CL A 1,212 -10,004 (89.2) 15,000
GAMESTOP CORP NEW CL A 25,880 2,821 12.24 630,761
GOOGLE INC CL A 978 978 New 1,750
GREIF INC CL A 5,189 -1,546 (22.95) 118,997
HEALTHCARE TR AMER INC CL A 809 809 New 63,398
HUB GROUP INC CL A -4,640 Sold Out 0
IHS INC CL A -32,724 Sold Out 0
LADDER CAP CORP CL A -3,479 Sold Out 0