UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 503
New Positions 153
Increased Positions 223
Decreased Positions 270
Positions with Activity 493
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,631

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.7%
Capital Goods 3.5%
Conglomerates 0%
Consumer Cyclical 4.12%
Consumer/Non-Cyclical 14.54%
Energy 2.27%
Financial 13.73%
Healthcare 3.79%
Services 22.69%
Technology 14.62%
Transportation 1.68%
Utilities 7.76%

503 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VALE S A ADR 3,270 3,270 New 298,937
QIHOO 360 TECHNOLOGY CO LTD ADS 6,913 4,285 163.02 107,850
AIR LEASE CORP CL A 6,886 6,886 New 211,939
AMERICAN HOMES 4 RENT CL A -36,170 Sold Out 0
APOLLO ED GROUP INC CL A 12,964 3,385 35.35 505,993
COMCAST CORP NEW CL A 4,804 -1,532 (24.18) 94,800
CONSTELLIUM NV CL A 10,271 342 3.44 501,039
COWEN GROUP INC NEW CL A -4,629 Sold Out 0
DISH NETWORK CORP CL A 7,598 2,716 55.64 129,819
DREAMWORKS ANIMATION SKG INC CL A -4,497 Sold Out 0
ECHOSTAR CORP CL A 2,025 -2,700 (57.15) 45,328
EP ENERGY CORP CL A -1,413 Sold Out 0
FACEBOOK INC CL A 1,139 -9,407 (89.2) 15,000
GAMESTOP CORP NEW CL A 25,142 2,741 12.24 630,761
GOOGLE INC CL A 915 915 New 1,750
GREIF INC CL A 5,175 -1,541 (22.95) 118,997
HEALTHCARE TR AMER INC CL A 791 791 New 63,398
HUB GROUP INC CL A -4,854 Sold Out 0
IHS INC CL A -31,102 Sold Out 0
LADDER CAP CORP CL A -3,373 Sold Out 0