UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 839
New Positions 303
Increased Positions 470
Decreased Positions 321
Positions with Activity 791
Sold Out Positions 195
Total Mkt Value (in $ millions) 3,697

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.25%
Capital Goods 5.06%
Conglomerates 1.05%
Consumer Cyclical 7.04%
Consumer/Non-Cyclical 12.55%
Energy 3.37%
Financial 13.57%
Healthcare 0.89%
Services 23.14%
Technology 9.61%
Transportation 2.82%
Utilities 3.21%

839 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
A10 NETWORKS INC COM -829 Sold Out 0
AAC HLDGS INC COM -412 Sold Out 0
AES CORP COM -246 Sold Out 0
AGCO CORP COM -12,348 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -5,190 Sold Out 0
ALBEMARLE CORP COM -18,541 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -436 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -258 Sold Out 0
ANI PHARMACEUTICALS INC COM -3,316 Sold Out 0
ARATANA THERAPEUTICS INC COM -534 Sold Out 0
ARROW ELECTRS INC COM -325 Sold Out 0
ASCENA RETAIL GROUP INC COM -449 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -5,965 Sold Out 0
AT&T INC COM -6,902 Sold Out 0
AUTODESK INC COM -280 Sold Out 0
AXALTA COATING SYS LTD COM -2,052 Sold Out 0
BAKER HUGHES INC COM -11,283 Sold Out 0
BANCORPSOUTH INC COM -2,090 Sold Out 0
BAXALTA INC COM -272 Sold Out 0
BAXTER INTL INC COM -341 Sold Out 0