UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 407
New Positions 133
Increased Positions 224
Decreased Positions 181
Positions with Activity 405
Sold Out Positions 115
Total Mkt Value (in $ millions) 4,552

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.36%
Capital Goods 5.62%
Conglomerates 0.01%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 13.29%
Energy 1.75%
Financial 12.96%
Healthcare 2.1%
Services 37.24%
Technology 6.89%
Transportation 1.73%
Utilities 7.62%

407 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCENTURE PLC IRELAND SHS CLASS A -1,970 Sold Out 0
ACTAVIS PLC SHS -79,752 Sold Out 0
ADVANCE AUTO PARTS INC COM -4,743 Sold Out 0
AGIOS PHARMACEUTICALS INC COM -784 Sold Out 0
ALCOA INC COM -2,452 Sold Out 0
ALON USA ENERGY INC COM -3,812 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -320 Sold Out 0
AMR CORP DEL COM -20,842 Sold Out 0
ANTHERA PHARMACEUTICALS INC COM NEW -209 Sold Out 0
APPLE INC COM -6,476 Sold Out 0
ASHFORD HOSPITALITY PRIME INC COM -1,506 Sold Out 0
ASSOCIATED BANC CORP COM -7,034 Sold Out 0
AUTOMATIC DATA PROCESSING INC COM -5,092 Sold Out 0
BALTIC TRADING LIMITED COM -471 Sold Out 0
BIOAMBER INC COM -382 Sold Out 0
CALPINE CORP COM NEW -7,488 Sold Out 0
CAMDEN PPTY TR SH BEN INT -22,043 Sold Out 0
CAMERON INTERNATIONAL CORP COM -3,654 Sold Out 0
CAPITAL SR LIVING CORP COM -3,651 Sold Out 0
CAPSTONE TURBINE CORP COM -1,040 Sold Out 0


Create your free portfolio