UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 667
New Positions 311
Increased Positions 396
Decreased Positions 265
Positions with Activity 661
Sold Out Positions 139
Total Mkt Value (in $ millions) 3,640

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.25%
Capital Goods 3.15%
Conglomerates 0.37%
Consumer Cyclical 6.48%
Consumer/Non-Cyclical 13.13%
Energy 3.52%
Financial 13.03%
Healthcare 6.55%
Services 22.43%
Technology 12.2%
Transportation 1.59%
Utilities 2.13%

667 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
HUMANA INC COM 138,894 -85,407 (38.08) 761,688
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 3,752 -71,196 (94.99) 150,620
ALIBABA GROUP HLDG LTD SPONSORED ADS 14,165 -59,580 (80.79) 167,500
NCR CORP NEW COM -55,424 Sold Out 0
HONEYWELL INTL INC COM -43,827 Sold Out 0
LAUDER ESTEE COS INC CL A 24,413 -42,627 (63.58) 296,776
NOBLE CORP PLC SHS USD -40,084 Sold Out 0
DOLLAR TREE INC COM 656 -37,954 (98.3) 8,087
CSX CORP COM -35,936 Sold Out 0
DOMINION RES INC VA NEW COM 5,692 -34,438 (85.82) 77,405
AMERICAN RLTY CAP PPTYS INC COM -33,651 Sold Out 0
GAMESTOP CORP NEW CL A -33,375 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM 2,649 -32,665 (92.5) 125,000
KROGER CO COM 253 -31,106 (99.19) 3,524
DICKS SPORTING GOODS INC COM -30,700 Sold Out 0
UNITED TECHNOLOGIES CORP COM 28,055 -30,673 (52.23) 241,522
DANAHER CORP DEL COM -30,509 Sold Out 0
TJX COS INC NEW COM 20,713 -30,213 (59.33) 312,461
RESTORATION HARDWARE HLDGS INC COM -29,676 Sold Out 0
SALESFORCE COM INC COM 1,419 -29,646 (95.43) 20,923


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