UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 407
New Positions 133
Increased Positions 224
Decreased Positions 181
Positions with Activity 405
Sold Out Positions 115
Total Mkt Value (in $ millions) 4,549

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.35%
Capital Goods 5.63%
Conglomerates 0.01%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 13.25%
Energy 1.76%
Financial 12.89%
Healthcare 2.09%
Services 37.36%
Technology 6.94%
Transportation 1.74%
Utilities 7.54%

407 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ACTAVIS PLC SHS -78,956 Sold Out 0
MACYS INC COM -53,869 Sold Out 0
ELAN PLC ADR -51,642 Sold Out 0
COLGATE PALMOLIVE CO COM 18,915 -48,192 (71.81) 282,566
WAL-MART STORES INC COM -43,805 Sold Out 0
DELTA AIR LINES INC DEL COM NEW -38,919 Sold Out 0
FOOT LOCKER INC COM 9,587 -31,581 (76.71) 211,923
ADOBE SYS INC COM 17,994 -30,997 (63.27) 280,982
LIBERTY PPTY TR SH BEN INT -27,348 Sold Out 0
AMERICAN TOWER CORP NEW COM 2,468 -26,567 (91.5) 29,859
MONDELEZ INTL INC CL A 43,139 -24,854 (36.55) 1,245,000
CELANESE CORP DEL COM SER A -24,488 Sold Out 0
ARCHER DANIELS MIDLAND CO COM 8,750 -23,678 (73.02) 194,279
RLJ LODGING TR COM 16,374 -23,131 (58.55) 630,000
CAMDEN PPTY TR SH BEN INT -21,920 Sold Out 0
NEWELL RUBBERMAID INC COM -21,756 Sold Out 0
AMR CORP DEL COM -20,842 Sold Out 0
CVS CAREMARK CORPORATION COM -20,815 Sold Out 0
FREEPORT-MCMORAN COPPER & GOLD COM 4,969 -19,721 (79.88) 150,533
DTE ENERGY CO COM -19,352 Sold Out 0