UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2016

Position Statistics

Total Positions 464
New Positions 119
Increased Positions 214
Decreased Positions 250
Positions with Activity 464
Sold Out Positions 139
Total Mkt Value (in $ millions) 4,032

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.36%
Capital Goods 4.2%
Conglomerates 1.94%
Consumer Cyclical 6.15%
Consumer/Non-Cyclical 18.83%
Energy 4.56%
Financial 14.06%
Healthcare 2.16%
Services 18.93%
Technology 8.02%
Transportation 2.65%
Utilities 0.4%

464 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
BROADCOM LTD SHS 3,006 -270,840 (98.9) 20,489
SHIRE PLC SPONSORED ADR -140,227 Sold Out 0
CHUBB LIMITED COM -133,819 Sold Out 0
NIELSEN HLDGS PLC SHS EUR 138,448 -90,234 (39.46) 2,652,269
TYSON FOODS INC TANG EQ UNIT -74,770 Sold Out 0
BARRICK GOLD CORP COM 26,292 -64,225 (70.95) 1,444,627
FIAT CHRYSLER AUTOMOBILES N V MAN COV SEC 16 -51,381 Sold Out 0
HERBALIFE LTD COM USD SHS 58,871 -47,626 (44.72) 981,509
BLACK HILLS CORP EQUITY UNIT 12,484 -42,008 (77.09) 189,000
INTL PAPER CO COM -28,957 Sold Out 0
DELTA AIR LINES INC DEL COM NEW 24,832 -26,667 (51.78) 576,153
PEPSICO INC COM 7,170 -26,538 (78.73) 71,625
UNITED STATES OIL FUND LP UNITS -25,058 Sold Out 0
FERRARI N V COM -24,913 Sold Out 0
PROGRESSIVE CORP OHIO COM 24,541 -22,506 (47.84) 744,111
KELLOGG CO COM 76,454 -22,145 (22.46) 1,028,984
OCCIDENTAL PETE CORP DEL COM 15,784 -20,986 (57.07) 210,559
MOHAWK INDS INC COM 36,959 -19,997 (35.11) 191,419
MCDONALDS CORP COM -18,826 Sold Out 0
PROSHARES TR II ULTRASHRT EURO 9,640 -18,697 (65.98) 404,192