UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 487
New Positions 151
Increased Positions 258
Decreased Positions 219
Positions with Activity 477
Sold Out Positions 130
Total Mkt Value (in $ millions) 4,217

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.98%
Capital Goods 4.23%
Conglomerates 0.12%
Consumer Cyclical 3.45%
Consumer/Non-Cyclical 11.91%
Energy 3.67%
Financial 13.35%
Healthcare 2.87%
Services 22.88%
Technology 16.44%
Transportation 2.11%
Utilities 5.67%

487 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN ELEC PWR INC COM 15,925 15,925 New 265,498
NORTHEAST UTILS COM 15,878 -2,168 (12.01) 300,328
SIGNATURE BK NEW YORK N Y COM 15,863 12,236 337.36 128,353
SONOCO PRODS CO COM 15,701 5,868 59.67 359,132
SEMPRA ENERGY COM 15,463 -470 (2.95) 140,650
CMS ENERGY CORP COM 15,332 -997 (6.1) 443,772
LENNOX INTL INC COM 15,262 15,262 New 160,496
REGIONS FINL CORP NEW COM 15,029 1,249 9.07 1,439,528
ANIXTER INTL INC COM 14,464 14,464 New 166,833
FIFTH THIRD BANCORP COM 14,065 4,346 44.72 700,098
LAMAR ADVERTISING CO NEW CL A 13,642 6,773 98.61 253,091
RED HAT INC COM 13,534 7,999 144.52 220,067
RELIANCE STEEL & ALUMINUM CO COM 13,388 1,444 12.09 228,420
POST HLDGS INC COM 13,200 6,529 97.86 316,400
COMMERCIAL METALS CO COM 13,142 10,409 380.80 830,194
MORGAN STANLEY COM NEW 13,093 13,093 New 343,648
APPLE INC COM 12,920 -11,297 (46.65) 114,691
BAKER HUGHES INC COM 12,906 12,906 New 231,423
VISTEON CORP COM NEW 12,812 -971 (7.05) 124,433
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 12,518 12,518 New 1,108,773


Create your free portfolio