UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2013

Position Statistics:

Total Positions 673
New Positions 152
Increased Positions 248
Decreased Positions 410
Positions with Activity 658
Sold Out Positions 221
Total Mkt Value
(in $ millions)
4,184

Sector Weighting

Basic Materials 6.48%
Capital Goods 4.64%
Conglomerates 0.46%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 9.56%
Energy 4.12%
Financial 16.23%
Healthcare 10.71%
Services 29.37%
Technology 9.96%
Transportation 2.93%
Utilities 3.14%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

673 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CITIGROUP INC COM NEW 18,573 -35,855 (65.88) 364,170
WHOLE FOODS MKT INC COM 18,412 18,412 New 177,808
ROWAN COMPANIES PLC SHS CL A 18,085 -10,662 (37.09) 520,122
COACH INC COM 17,897 -10,670 (37.35) 303,089
THOMPSON CREEK METALS CO INC TG EQIT U TMED 17,581 New 978,892
GILEAD SCIENCES INC COM 17,450 -9,676 (35.67) 312,000
CAPITAL BK FINL CORP CL A COM 17,371 -779 (4.29) 967,223
JOY GLOBAL INC COM 17,359 105 .61 305,501
HALLIBURTON CO COM 17,301 -531 (2.98) 393,034
PENN NATL GAMING INC COM 17,094 5,059 42.04 300,475
SL GREEN RLTY CORP COM 17,033 -32,108 (65.34) 185,000
SNYDERS-LANCE INC COM 16,693 -5,516 (24.84) 636,670
TRIUMPH GROUP INC NEW COM 16,604 -5,179 (23.78) 229,245
ROSS STORES INC COM 16,562 -672 (3.9) 254,011
POOL CORPORATION COM 16,526 -4,461 (21.25) 317,502
FOOT LOCKER INC COM 16,382 4,737 40.68 457,219
BIOMED REALTY TRUST INC COM 15,989 1,510 10.43 716,049
SMITH A O COM 15,847 -19,547 (55.23) 408,432
LOWES COS INC COM 15,812 15,812 New 367,984
EQUINIX INC COM NEW 15,275 -2,076 (11.97) 70,000

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