UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 838
New Positions 303
Increased Positions 469
Decreased Positions 321
Positions with Activity 790
Sold Out Positions 195
Total Mkt Value (in $ millions) 3,703

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.72%
Capital Goods 5.33%
Conglomerates 1.06%
Consumer Cyclical 7.29%
Consumer/Non-Cyclical 12.27%
Energy 3.79%
Financial 13.5%
Healthcare 0.89%
Services 24%
Technology 9.27%
Transportation 2.74%
Utilities 3.16%

838 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLSTATE CORP COM 18,350 18,350 New 283,133
REDWOOD TR INC COM 18,331 1,850 11.23 1,137,864
AUTOLIV INC COM 17,675 17,675 New 155,000
WAL-MART STORES INC COM 16,905 -21,333 (55.79) 233,074
CISCO SYS INC COM 16,499 -6,784 (29.14) 606,149
PROCTER & GAMBLE CO COM 16,010 16,010 New 200,000
DOLLAR GEN CORP NEW COM 15,995 15,197 1,905.39 203,006
VMWARE INC CL A COM 15,883 15,546 4,603.05 191,226
RPM INTL INC COM 15,859 15,859 New 324,986
MRC GLOBAL INC COM 15,183 14,725 3,212.47 1,009,509
TJX COS INC NEW COM 15,128 -5,779 (27.64) 226,098
JOY GLOBAL INC COM 14,927 14,927 New 443,456
SCRIPPS NETWORKS INTERACT INC CL A COM 14,631 14,276 4,017.53 219,094
ANIXTER INTL INC COM 14,610 4,519 44.78 228,250
SONOCO PRODS CO COM 14,094 7,107 101.72 326,782
MATTEL INC COM 13,958 13,584 3,629.55 541,643
HOMEAWAY INC COM 13,954 5,106 57.71 454,527
3M CO COM 13,746 13,746 New 88,636
CDK GLOBAL INC COM 13,709 444 3.34 254,908
ITT CORP NEW COM NEW 13,521 -8,708 (39.18) 329,699