UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 838
New Positions 303
Increased Positions 469
Decreased Positions 321
Positions with Activity 790
Sold Out Positions 195
Total Mkt Value (in $ millions) 3,727

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.8%
Capital Goods 5.34%
Conglomerates 1.05%
Consumer Cyclical 7.27%
Consumer/Non-Cyclical 12.28%
Energy 3.89%
Financial 13.49%
Healthcare 0.88%
Services 23.85%
Technology 9.35%
Transportation 2.73%
Utilities 3.13%

838 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BAXALTA INC COM -264 Sold Out 0
BAXTER INTL INC COM -326 Sold Out 0
BECTON DICKINSON & CO COM -24,124 Sold Out 0
BELLICUM PHARMACEUTICALS INC COM -941 Sold Out 0
BOEING CO COM -511 Sold Out 0
BOSTON SCIENTIFIC CORP COM -427 Sold Out 0
BRISTOW GROUP INC COM -1,301 Sold Out 0
BROWN & BROWN INC COM -228 Sold Out 0
C&J ENERGY SVCS LTD SHS -1,196 Sold Out 0
CAPSTONE TURBINE CORP COM -84 Sold Out 0
CARDTRONICS INC COM -441 Sold Out 0
CATERPILLAR INC DEL COM -338 Sold Out 0
CBRE GROUP INC CL A -277 Sold Out 0
CBS CORP (CLASS B) CL B -12,895 Sold Out 0
CEMEX SAB DE CV SPON ADR NEW -1,310 Sold Out 0
CHARLES RIV LABS INTL INC COM -239 Sold Out 0
CHECK POINT SOFTWARE TECH LTD ORD -402 Sold Out 0
CHURCH & DWIGHT INC COM -985 Sold Out 0
CINCINNATI BELL INC NEW COM -168 Sold Out 0
CITY NATL CORP COM -4,774 Sold Out 0