UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 460
New Positions 164
Increased Positions 255
Decreased Positions 202
Positions with Activity 457
Sold Out Positions 112
Total Mkt Value (in $ millions) 4,673

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.2%
Capital Goods 3.54%
Conglomerates 0.02%
Consumer Cyclical 3.31%
Consumer/Non-Cyclical 8.58%
Energy 2.8%
Financial 11.2%
Healthcare 2%
Services 38.63%
Technology 10.07%
Transportation 1.17%
Utilities 6.61%

460 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
STRATEGIC HOTELS & RESORTS INC COM -2,344 Sold Out 0
SUSQUEHANNA BANCSHARES INC PA COM -1,021 Sold Out 0
TARGET CORP COM -33,602 Sold Out 0
TIME WARNER CABLE INC COM -8,560 Sold Out 0
TIMKEN CO COM -10,103 Sold Out 0
TIMKENSTEEL CORP COM -4,586 Sold Out 0
TOWERSTREAM CORP COM -82 Sold Out 0
TRINITY INDS INC COM -13,086 Sold Out 0
TRULIA INC COM -1,713 Sold Out 0
TTM TECHNOLOGIES INC COM -3,163 Sold Out 0
UIL HLDG CORP COM -1,848 Sold Out 0
UNION PAC CORP COM -8,906 Sold Out 0
UNITED RENTALS INC COM -12,923 Sold Out 0
VENTAS INC COM -22,351 Sold Out 0
WALGREEN CO COM -36,405 Sold Out 0
WASHINGTON PRIME GROUP INC COM -2,892 Sold Out 0
WHOLE FOODS MKT INC COM -6,353 Sold Out 0
XOMA CORP DEL COM -954 Sold Out 0
YAMANA GOLD INC COM -121 Sold Out 0
YOUKU TUDOU INC SPONSORED ADR -1,579 Sold Out 0