UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 458
New Positions 163
Increased Positions 254
Decreased Positions 201
Positions with Activity 455
Sold Out Positions 112
Total Mkt Value (in $ millions) 4,733

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.13%
Capital Goods 3.68%
Conglomerates 0.02%
Consumer Cyclical 3.31%
Consumer/Non-Cyclical 8.76%
Energy 2.8%
Financial 11.31%
Healthcare 1.79%
Services 38.38%
Technology 9.94%
Transportation 1.18%
Utilities 6.65%

458 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TARGET CORP COM -32,852 Sold Out 0
TIME WARNER CABLE INC COM -8,393 Sold Out 0
TIMKEN CO COM -10,477 Sold Out 0
TIMKENSTEEL CORP COM -4,790 Sold Out 0
TOWERSTREAM CORP COM -80 Sold Out 0
TRINITY INDS INC COM -12,874 Sold Out 0
TRULIA INC COM -1,093 Sold Out 0
TTM TECHNOLOGIES INC COM -3,045 Sold Out 0
UIL HLDG CORP COM -1,914 Sold Out 0
UNION PAC CORP COM -9,074 Sold Out 0
UNITED RENTALS INC COM -13,097 Sold Out 0
VENTAS INC COM -22,656 Sold Out 0
WALGREEN CO COM -36,959 Sold Out 0
WASHINGTON PRIME GROUP INC COM -2,898 Sold Out 0
WHOLE FOODS MKT INC COM -6,028 Sold Out 0
XOMA CORP DEL COM -902 Sold Out 0
YAMANA GOLD INC COM -121 Sold Out 0
YOUKU TUDOU INC SPONSORED ADR -1,609 Sold Out 0