UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2015

Position Statistics

Total Positions 914
New Positions 268
Increased Positions 509
Decreased Positions 400
Positions with Activity 909
Sold Out Positions 258
Total Mkt Value (in $ millions) 4,122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.96%
Capital Goods 2.03%
Conglomerates 1.12%
Consumer Cyclical 4.97%
Consumer/Non-Cyclical 15.23%
Energy 4.05%
Financial 10.52%
Healthcare 0.96%
Services 26.13%
Technology 12.07%
Transportation 2.77%
Utilities 2.79%

914 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CAPSTEAD MTG CORP COM NO PAR 168 168 New 16,197
WEST CORP COM 164 164 New 7,116
GREEN PLAINS INC COM 162 162 New 8,910
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 145 New 501,346
AXIALL CORP COM 138 138 New 5,583
KEY ENERGY SVCS INC COM 134 -27 (16.52) 239,158
SUMMIT HOTEL PPTYS COM 132 132 New 11,186
HERITAGE CRYSTAL CLEAN INC COM 122 -274 (69.27) 11,059
A10 NETWORKS INC COM 101 101 New 15,519
TESCO CORP COM 91 91 New 12,598
CINEDIGM CORP COM 80 1 1.21 141,700
ORBCOMM INC COM 58 -842 (93.55) 10,000
COMMUNITY HEALTH SYS INC NEW CONTINGENT VL RT 50 New 5,006,300
EMERALD OIL INC COM PAR 0.001 32 4 13.64 19,699
LIBERTY GLOBAL PLC LILAC SHS CL A 30 30 New 902
ADVANCED MICRO DEVICES INC COM 23 23 New 13,355
3M CO COM -12,650 Sold Out 0
ABAXIS INC COM -191 Sold Out 0
ABERCROMBIE & FITCH CO CL A -270 Sold Out 0
ACTUANT CORP CL A NEW -202 Sold Out 0