UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 222
Decreased Positions 270
Positions with Activity 492
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,862

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.93%
Capital Goods 3.77%
Conglomerates 0%
Consumer Cyclical 4.05%
Consumer/Non-Cyclical 14.01%
Energy 2.78%
Financial 13.69%
Healthcare 3.73%
Services 22.61%
Technology 14.92%
Transportation 1.52%
Utilities 7.26%