UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2013

Position Statistics:

Total Positions 671
New Positions 152
Increased Positions 248
Decreased Positions 409
Positions with Activity 657
Sold Out Positions 220
Total Mkt Value
(in $ millions)
4,163

Sector Weighting

Basic Materials 6.35%
Capital Goods 4.65%
Conglomerates 0.47%
Consumer Cyclical 2.43%
Consumer/Non-Cyclical 9.93%
Energy 4.05%
Financial 16.41%
Healthcare 10.71%
Services 28.97%
Technology 10%
Transportation 2.95%
Utilities 3.08%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

671 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR -16,298 Sold Out 0
TANGER FACTORY OUTLET CTRS INC COM -21,439 Sold Out 0
TAUBMAN CTRS INC COM -25,858 Sold Out 0
TCF FINL CORP COM -12,089 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -12,883 Sold Out 0
TEXAS CAPITAL BANCSHARES INC COM -1,069 Sold Out 0
TEXTRON INC COM -8,834 Sold Out 0
THORATEC CORP COM NEW -9,283 Sold Out 0
TOLL BROTHERS INC COM -7,269 Sold Out 0
TOWER GROUP INC COM -8,033 Sold Out 0
TRANSOCEAN LTD REG SHS -20,744 Sold Out 0
TRONOX LTD SHS CL A -19,001 Sold Out 0
TUPPERWARE BRANDS CORP COM -3,679 Sold Out 0
UNILIFE CORP NEW COM -158 Sold Out 0
UNION PAC CORP COM -36,731 Sold Out 0
VERISIGN INC COM -10,572 Sold Out 0
VERISK ANALYTICS INC CL A -27,729 Sold Out 0
VISA INC COM CL A -97,031 Sold Out 0
VIVUS INC COM -610 Sold Out 0
WATSCO INC COM -783 Sold Out 0