UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 832
New Positions 303
Increased Positions 468
Decreased Positions 316
Positions with Activity 784
Sold Out Positions 191
Total Mkt Value (in $ millions) 3,826

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.1%
Capital Goods 5.37%
Conglomerates 1.05%
Consumer Cyclical 7.31%
Consumer/Non-Cyclical 11.61%
Energy 4.12%
Financial 13.13%
Healthcare 0.79%
Services 23.55%
Technology 9.87%
Transportation 2.79%
Utilities 3.24%

832 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMMUNITY HEALTH SYS INC NEW RT 012716 80 New 5,006,300
A10 NETWORKS INC COM -894 Sold Out 0
AAC HLDGS INC COM -429 Sold Out 0
AES CORP COM -264 Sold Out 0
AGCO CORP COM -11,329 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -5,208 Sold Out 0
ALBEMARLE CORP COM -20,780 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -399 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -235 Sold Out 0
ANI PHARMACEUTICALS INC COM -2,324 Sold Out 0
ARATANA THERAPEUTICS INC COM -405 Sold Out 0
ARROW ELECTRS INC COM -340 Sold Out 0
ASCENA RETAIL GROUP INC COM -538 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -5,926 Sold Out 0
AT&T INC COM -6,813 Sold Out 0
AUTODESK INC COM -301 Sold Out 0
AXALTA COATING SYS LTD COM -2,297 Sold Out 0
BAKER HUGHES INC COM -12,365 Sold Out 0
BANCORPSOUTH INC COM -1,987 Sold Out 0
BAXTER INTL INC COM -565 Sold Out 0