UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 487
New Positions 150
Increased Positions 257
Decreased Positions 220
Positions with Activity 477
Sold Out Positions 131
Total Mkt Value (in $ millions) 4,223

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.1%
Capital Goods 4.46%
Conglomerates 0.12%
Consumer Cyclical 3.43%
Consumer/Non-Cyclical 12.04%
Energy 4.71%
Financial 12.77%
Healthcare 2.69%
Services 22.2%
Technology 16.66%
Transportation 2.19%
Utilities 5.48%

487 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VIMPELCOM LTD SPONSORED ADR -3,427 Sold Out 0
WASTE CONNECTIONS INC COM -1,764 Sold Out 0
WEBSTER FINL CORP CONN COM -1,154 Sold Out 0
WELLS FARGO & CO NEW COM -3,607 Sold Out 0
WESTAR ENERGY INC COM -19,052 Sold Out 0
WEYERHAEUSER CO PREF CONV SER A -241 Sold Out 0
WEYERHAEUSER CO COM -44,655 Sold Out 0


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