UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 222
Decreased Positions 270
Positions with Activity 492
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 3.78%
Conglomerates 0%
Consumer Cyclical 4.01%
Consumer/Non-Cyclical 14.07%
Energy 3%
Financial 13.34%
Healthcare 3.65%
Services 22.83%
Technology 14.81%
Transportation 1.48%
Utilities 7.33%