UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 459
New Positions 164
Increased Positions 255
Decreased Positions 201
Positions with Activity 456
Sold Out Positions 112
Total Mkt Value (in $ millions) 4,730

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 3.71%
Conglomerates 0.02%
Consumer Cyclical 3.37%
Consumer/Non-Cyclical 8.92%
Energy 2.81%
Financial 11.23%
Healthcare 1.85%
Services 38.17%
Technology 9.9%
Transportation 1.19%
Utilities 6.66%

459 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PARKWAY PPTYS INC COM 31,969 8,704 37.41 1,529,602
DCT INDUSTRIAL TRUST INC COM 31,633 -154 (0.48) 3,915,000
SOVRAN SELF STORAGE INC COM 31,404 1,624 5.45 406,000
NEWS CORP NEW CL A 30,894 -5,079 (14.12) 1,695,593
SBA COMMUNICATIONS CORP COM 30,501 5,759 23.28 294,862
EXTRA SPACE STORAGE INC COM 29,955 -2,605 (8) 565,500
PPL CORP COM 28,476 1,598 5.95 837,516
LENNAR CORP CL A 28,218 1,997 7.62 688,750
DARLING INGREDIENTS INC COM 27,717 11,341 69.25 1,354,020
RETAIL OPPORTUNITY INVTS CORP COM 27,492 2,673 10.77 1,740,000
PINNACLE ENTMT INC COM 27,216 10,671 64.49 1,050,000
NUCOR CORP COM 27,074 27,074 New 539,327
HUDSON PAC PPTYS INC COM 26,907 5,385 25.02 1,056,423
NORTHEAST UTILS COM 26,642 12,057 82.67 581,576
SMUCKER J M CO COM NEW 26,639 -20,922 (43.99) 249,900
JPMORGAN CHASE & CO COM 26,377 4,418 20.12 470,851
SEMPRA ENERGY COM 25,919 -1,073 (3.98) 253,507
AMERICAN ASSETS TR INC COM 25,742 829 3.33 739,500
STANLEY BLACK & DECKER INC COM 25,172 -8,820 (25.95) 288,938
PS BUSINESS PKS INC CALIF COM 24,740 7,356 42.32 294,907