UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 222
Decreased Positions 270
Positions with Activity 492
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 3.78%
Conglomerates 0%
Consumer Cyclical 4.01%
Consumer/Non-Cyclical 14.07%
Energy 3%
Financial 13.34%
Healthcare 3.65%
Services 22.83%
Technology 14.81%
Transportation 1.48%
Utilities 7.33%

501 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROCTER & GAMBLE CO COM 26,715 15,495 138.10 321,437
GAMESTOP CORP NEW CL A 26,618 2,902 12.24 630,761
JPMORGAN CHASE & CO COM 26,546 -1,446 (5.17) 446,532
KINDER MORGAN INC DEL COM 26,396 16,627 170.20 655,629
JACOBS ENGR GROUP INC DEL COM 25,919 25,919 New 480,777
STANLEY BLACK & DECKER INC COM 24,830 -1,608 (6.08) 271,362
DANAHER CORP DEL COM 24,460 655 2.75 319,277
COLGATE PALMOLIVE CO COM 24,442 -7,409 (23.26) 377,599
LIBERTY INTERACTIVE CORP LBT VENT COM A 24,099 18,291 314.93 632,690
VIACOM INC NEW CL B 23,979 7,903 49.16 295,492
BANK OF AMERICA CORPORATION COM 23,829 8,158 52.06 1,481,006
DTE ENERGY CO COM 23,643 23,643 New 302,153
CADENCE DESIGN SYSTEM INC COM 23,363 23,363 New 1,325,200
BHP BILLITON PLC SPONSORED ADR 22,983 -16,484 (41.77) 362,050
EXELON CORP COM 22,792 22,792 New 682,000
LIBERTY TRIPADVISOR HLDGS INC COM SER A 22,631 17,177 314.93 632,690
APPLE INC COM 22,035 12,662 135.08 214,976
UNIT CORP COM 21,388 7,329 52.13 325,000
BALLY TECHNOLOGIES INC COM 21,066 21,066 New 265,677
AMERICAN RLTY CAP PPTYS INC COM 20,978 12,539 148.59 1,594,064