UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 458
New Positions 163
Increased Positions 254
Decreased Positions 201
Positions with Activity 455
Sold Out Positions 112
Total Mkt Value (in $ millions) 4,753

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.16%
Capital Goods 3.71%
Conglomerates 0.02%
Consumer Cyclical 3.31%
Consumer/Non-Cyclical 8.76%
Energy 2.83%
Financial 11.27%
Healthcare 1.81%
Services 38.3%
Technology 10.01%
Transportation 1.19%
Utilities 6.6%

458 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DOLLAR GEN CORP NEW COM 32,146 32,146 New 575,885
DCT INDUSTRIAL TRUST INC COM 31,790 -154 (0.48) 3,915,000
SOVRAN SELF STORAGE INC COM 31,449 1,627 5.45 406,000
SBA COMMUNICATIONS CORP COM 30,810 5,817 23.28 294,862
NEWS CORP NEW CL A 30,707 -5,048 (14.12) 1,695,593
EXTRA SPACE STORAGE INC COM 30,283 -2,633 (8) 565,500
STEEL DYNAMICS INC COM 28,896 28,896 New 1,326,112
PPL CORP COM 28,199 1,583 5.95 837,516
LENNAR CORP CL A 27,901 1,975 7.62 688,750
JPMORGAN CHASE & CO COM 27,780 4,653 20.12 470,851
RETAIL OPPORTUNITY INVTS CORP COM 27,596 2,683 10.77 1,740,000
NUCOR CORP COM 27,506 27,506 New 539,327
HUDSON PAC PPTYS INC COM 27,478 5,499 25.02 1,056,423
NORTHEAST UTILS COM 26,380 11,939 82.67 581,576
AMERICAN ASSETS TR INC COM 26,311 848 3.33 739,500
DARLING INGREDIENTS INC COM 26,227 10,731 69.25 1,354,020
SMUCKER J M CO COM NEW 26,177 -20,559 (43.99) 249,900
SEMPRA ENERGY COM 25,873 -1,071 (3.98) 253,507
PINNACLE ENTMT INC COM 25,253 9,901 64.49 1,050,000
DUKE ENERGY CORP NEW COM NEW 25,143 1,538 6.51 342,550