UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 665
New Positions 311
Increased Positions 396
Decreased Positions 263
Positions with Activity 659
Sold Out Positions 137
Total Mkt Value (in $ millions) 3,596

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.51%
Capital Goods 3.2%
Conglomerates 0.37%
Consumer Cyclical 6.47%
Consumer/Non-Cyclical 13.29%
Energy 3.64%
Financial 12.86%
Healthcare 6.43%
Services 22.25%
Technology 12.23%
Transportation 1.58%
Utilities 2.12%

665 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COLGATE PALMOLIVE CO COM 35,215 14,234 67.84 520,316
STANLEY BLACK & DECKER INC COM 35,105 11,959 51.67 353,522
PINNACLE FOODS INC DEL COM 31,927 686 2.20 789,495
COCA COLA CO COM 31,439 -17,862 (36.23) 768,500
HANESBRANDS INC COM 31,122 31,122 New 990,200
STEEL DYNAMICS INC COM 31,012 31,012 New 1,405,149
FOOT LOCKER INC COM 29,795 10,307 52.89 494,274
MONDELEZ INTL INC CL A 29,238 -7,720 (20.89) 756,494
UBIQUITI NETWORKS INC COM 28,437 1,881 7.09 994,300
NUCOR CORP COM 28,364 28,364 New 578,856
MONSANTO CO NEW COM 27,922 19,076 215.66 235,750
UNITED TECHNOLOGIES CORP COM 27,881 -30,483 (52.23) 241,522
SMUCKER J M CO COM NEW 27,742 -680 (2.39) 237,398
REPUBLIC SVCS INC COM 25,835 25,835 New 641,875
APPLE INC COM 25,318 10,529 71.19 196,343
SKECHERS U S A INC CL A 25,180 25,180 New 274,685
CISCO SYS INC COM 24,917 24,917 New 855,374
LAUDER ESTEE COS INC CL A 24,564 -42,891 (63.58) 296,776
RESTAURANT BRANDS INTL INC COM 23,939 23,939 New 578,661
NATIONAL OILWELL VARCO INC COM 23,687 10,128 74.69 432,792