UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 222
Decreased Positions 270
Positions with Activity 492
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,894

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.83%
Capital Goods 3.72%
Conglomerates 0%
Consumer Cyclical 4.03%
Consumer/Non-Cyclical 13.95%
Energy 2.66%
Financial 13.95%
Healthcare 3.79%
Services 22.56%
Technology 15.02%
Transportation 1.54%
Utilities 7.26%

501 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WEYERHAEUSER CO COM 42,107 41,822 14,672.73 1,300,000
COCA COLA CO COM 39,481 30,230 326.77 938,896
VISTAPRINT N V SHS 39,047 39,047 New 750,048
COCA COLA ENTERPRISES INC NEW COM 37,100 37,100 New 801,817
SMUCKER J M CO COM NEW 35,962 10,925 43.64 358,943
MONDELEZ INTL INC CL A 33,993 33,993 New 952,974
MACYS INC COM 33,949 33,949 New 564,870
DARLING INGREDIENTS INC COM 33,890 8,624 34.13 1,816,186
UBIQUITI NETWORKS INC COM 33,483 33,483 New 797,033
ASHLAND INC NEW COM 32,300 -6,979 (17.77) 299,325
WHITEWAVE FOODS CO COM 32,196 -7,069 (18) 880,156
CSX CORP COM 31,609 13,087 70.66 973,796
STEEL DYNAMICS INC COM 30,772 -1,539 (4.76) 1,262,963
CITRIX SYS INC COM 30,645 16,317 113.88 427,758
FIRSTENERGY CORP COM 30,270 30,270 New 874,341
AUTOZONE INC COM 29,880 29,880 New 56,758
DR PEPPER SNAPPLE GROUP INC COM 28,758 28,758 New 448,157
KRAFT FOODS GROUP INC COM 28,649 -8,627 (23.14) 503,411
MOSAIC CO NEW COM 27,946 27,946 New 601,767
GAMESTOP CORP NEW CL A 27,362 2,983 12.24 630,761