UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 667
New Positions 310
Increased Positions 396
Decreased Positions 265
Positions with Activity 661
Sold Out Positions 139
Total Mkt Value (in $ millions) 3,546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.22%
Capital Goods 3.12%
Conglomerates 0.4%
Consumer Cyclical 6.52%
Consumer/Non-Cyclical 13.46%
Energy 3.33%
Financial 13.05%
Healthcare 6.65%
Services 22.5%
Technology 11.83%
Transportation 1.62%
Utilities 2.12%

667 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GRAPHIC PACKAGING HLDG CO COM 498 498 New 34,393
INTERPUBLIC GROUP COS INC COM 496 496 New 22,498
VECTREN CORP COM 496 496 New 11,341
KOSMOS ENERGY LTD SHS 495 495 New 61,448
VALERO ENERGY CORP NEW COM 493 -10,716 (95.6) 7,974
CSG SYS INTL INC COM 490 490 New 16,365
EVERTEC INC COM 488 488 New 22,488
ARATANA THERAPEUTICS INC COM 488 -3,552 (87.93) 30,000
AMERICAN CAMPUS CMNTYS INC COM 480 10 2.04 11,416
DST SYS INC DEL COM 480 480 New 4,459
TRIUMPH GROUP INC NEW COM 479 479 New 8,328
CROWN HOLDINGS INC COM 479 479 New 9,198
STANDEX INTL CORP COM 476 476 New 5,867
HIGHWOODS PPTYS INC COM 474 474 New 10,466
LYONDELLBASELL INDUSTRIES N V SHS - A - 472 472 New 5,451
CYRUSONE INC COM 472 472 New 14,905
BERKSHIRE HATHAWAY INC DEL CL B NEW 470 470 New 3,267
MARVELL TECHNOLOGY GROUP LTD ORD 469 311 196.08 30,804
CUMMINS INC COM 468 468 New 3,406
MARATHON PETE CORP COM 466 466 New 4,672