UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2015

Position Statistics

Total Positions 914
New Positions 268
Increased Positions 509
Decreased Positions 400
Positions with Activity 909
Sold Out Positions 258
Total Mkt Value (in $ millions) 4,122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.96%
Capital Goods 2.03%
Conglomerates 1.12%
Consumer Cyclical 4.97%
Consumer/Non-Cyclical 15.23%
Energy 4.05%
Financial 10.52%
Healthcare 0.96%
Services 26.13%
Technology 12.07%
Transportation 2.77%
Utilities 2.79%

914 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DERMIRA INC COM 2,508 -55 (2.15) 100,000
AVALONBAY CMNTYS INC COM 2,497 -34 (1.36) 15,000
CATERPILLAR INC DEL COM 2,494 2,494 New 33,757
CORNING INC COM 2,478 2,478 New 150,000
INTERNATIONAL GAME TECHNOLOGY SHS USD 2,475 -7,021 (73.94) 150,000
DEVON ENERGY CORP NEW COM 2,472 -2,421 (49.48) 64,294
DDR CORP COM 2,463 39 1.60 159,340
FOSSIL GROUP INC COM 2,445 2,445 New 41,760
SANCHEZ ENERGY CORP COM 2,390 1,156 93.58 451,000
ALTRIA GROUP INC COM 2,281 -1,709 (42.83) 42,875
CERUS CORP COM 2,277 -585 (20.45) 477,300
AFFILIATED MANAGERS GROUP COM 2,217 -25 (1.1) 12,000
CF INDS HLDGS INC COM 2,155 -21,073 (90.72) 38,400
FIRSTENERGY CORP COM 2,149 -16,714 (88.61) 66,876
U S SILICA HLDGS INC COM 2,144 2,144 New 118,727
SUPERIOR ENERGY SVCS INC COM 2,069 1,409 213.35 152,129
BLUEBIRD BIO INC COM 2,042 2,042 New 15,745
TEEKAY TANKERS LTD CL A 2,016 2,016 New 336,500
KEYW HLDG CORP COM 2,013 -2,235 (52.62) 259,697
YELP INC CL A 1,994 1,272 176.28 85,295