UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 837
New Positions 303
Increased Positions 469
Decreased Positions 320
Positions with Activity 789
Sold Out Positions 194
Total Mkt Value (in $ millions) 3,729

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.84%
Capital Goods 5.35%
Conglomerates 1.06%
Consumer Cyclical 7.29%
Consumer/Non-Cyclical 12.31%
Energy 3.88%
Financial 13.44%
Healthcare 0.88%
Services 23.84%
Technology 9.34%
Transportation 2.73%
Utilities 3.08%

837 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED STATES OIL FUND LP UNITS 1,910 -1,528 (44.44) 100,000
FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS 1,908 1,349 241.50 21,344
PIONEER NAT RES CO COM 1,907 -300 (13.58) 14,000
INVESCO LTD SHS 1,893 1,640 646.91 50,073
RITE AID CORP COM 1,891 1,891 New 224,867
VENTAS INC COM 1,878 -1,322 (41.32) 30,000
KYTHERA BIOPHARMACEUTICALS INC COM 1,877 1,877 New 25,000
SPDR S&P 500 ETF TR TR UNIT 1,868 1,168 167.06 9,000
STANDARD PAC CORP NEW COM 1,845 1,506 444.85 205,000
TRIPADVISOR INC COM 1,845 1,845 New 21,228
DERMIRA INC COM 1,813 555 44.15 102,200
FIFTH THIRD BANCORP COM 1,790 -13,651 (88.41) 84,655
INVESTORS BANCORP INC NEW COM 1,757 1,757 New 141,327
MOLSON COORS BREWING CO CL B 1,756 1,756 New 25,000
AMICUS THERAPEUTICS INC COM 1,753 -447 (20.32) 125,000
DOUGLAS EMMETT INC COM 1,750 1,750 New 63,699
LIBERTY MEDIA CORP DELAWARE CL A 1,749 -15,978 (90.13) 48,171
KITE RLTY GROUP TR COM NEW 1,730 1,730 New 69,746
RADWARE LTD ORD 1,730 -2,695 (60.91) 78,800
APPLE INC COM 1,703 -23,154 (93.15) 13,450