UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 667
New Positions 311
Increased Positions 396
Decreased Positions 265
Positions with Activity 661
Sold Out Positions 139
Total Mkt Value (in $ millions) 3,579

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.23%
Capital Goods 3.21%
Conglomerates 0.39%
Consumer Cyclical 6.45%
Consumer/Non-Cyclical 13.48%
Energy 3.63%
Financial 13.06%
Healthcare 6.6%
Services 22.17%
Technology 12.04%
Transportation 1.6%
Utilities 2.11%

667 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CAMDEN PPTY TR SH BEN INT 1,338 1,338 New 17,618
ISHARES TR MSCI PHILIPS ETF 1,309 1,309 New 31,250
HORNBECK OFFSHORE SVCS INC NEW COM 1,302 1,302 New 57,800
ALTRIA GROUP INC COM 1,294 1,294 New 25,000
PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG 1,290 1,290 New 150,000
ATRICURE INC COM 1,288 New 60,000
SIENTRA INC COM 1,282 1,282 New 76,000
INTERNATIONAL GAME TECHNOLOGY SHS USD 1,268 1,268 New 64,783
HEALTHCARE TR AMER INC CL A NEW 1,223 273 28.81 45,792
COVISINT CORP COM 1,211 1,211 New 605,669
KITE PHARMA INC COM 1,200 1,200 New 18,445
EXACT SCIENCES CORP COM 1,195 1,195 New 50,000
CHESAPEAKE LODGING TR SH BEN INT 1,190 -57 (4.55) 37,661
WHITING PETE CORP NEW COM 1,178 -1,150 (49.41) 33,700
BELLICUM PHARMACEUTICALS INC COM 1,168 1,168 New 45,240
SANGAMO BIOSCIENCES INC COM 1,160 -580 (33.33) 80,000
PLUG POWER INC COM NEW 1,135 468 70.08 425,200
DCT INDUSTRIAL TRUST INC COM NEW 1,103 -945 (46.16) 33,285
MEAD JOHNSON NUTRITION CO COM 1,082 -4,770 (81.51) 10,801
NEOTHETICS INC COM 1,076 1,076 New 139,600


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