UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 833
New Positions 304
Increased Positions 468
Decreased Positions 317
Positions with Activity 785
Sold Out Positions 192
Total Mkt Value (in $ millions) 3,850

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.25%
Capital Goods 5.47%
Conglomerates 1.06%
Consumer Cyclical 7.42%
Consumer/Non-Cyclical 11.57%
Energy 4.28%
Financial 12.97%
Healthcare 0.77%
Services 23.45%
Technology 9.74%
Transportation 2.79%
Utilities 3.24%

833 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIGITAL RLTY TR INC COM 1,966 1,966 New 29,653
RITE AID CORP COM 1,925 1,925 New 224,867
PENN VA CORP COM 1,923 652 51.25 367,690
SPDR S&P 500 ETF TR TR UNIT 1,917 1,199 167.06 9,000
KITE RLTY GROUP TR COM NEW 1,903 1,903 New 69,746
DOUGLAS EMMETT INC COM 1,878 1,878 New 63,699
RADWARE LTD ORD 1,876 -2,924 (60.91) 78,800
MOLSON COORS BREWING CO CL B 1,856 1,856 New 25,000
LIBERTY MEDIA CORP DELAWARE CL A 1,833 -16,744 (90.13) 48,171
GREENBRIER COS INC COM 1,833 1,833 New 29,600
LYON WILLIAM HOMES CL A NEW 1,816 1,816 New 80,000
APPLE INC COM 1,783 -24,241 (93.15) 13,450
OMEGA HEALTHCARE INVS INC COM 1,759 -2,270 (56.35) 48,634
MARKET VECTORS ETF TR GOLD MINER ETF 1,744 1,744 New 87,959
BRIXMOR PPTY GROUP INC COM 1,744 1,744 New 70,000
GOODRICH PETE CORP COM NEW 1,742 578 49.66 547,788
FIFTH THIRD BANCORP COM 1,736 -13,245 (88.41) 84,655
STANDARD PAC CORP NEW COM 1,712 1,398 444.85 205,000
TRIPADVISOR INC COM 1,704 1,704 New 21,228
AMERICAN TOWER CORP NEW COM 1,702 1,702 New 18,034