UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 833
New Positions 304
Increased Positions 468
Decreased Positions 317
Positions with Activity 785
Sold Out Positions 192
Total Mkt Value (in $ millions) 3,838

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.2%
Capital Goods 5.44%
Conglomerates 1.06%
Consumer Cyclical 7.31%
Consumer/Non-Cyclical 11.62%
Energy 4.17%
Financial 13.02%
Healthcare 0.78%
Services 23.52%
Technology 9.83%
Transportation 2.8%
Utilities 3.24%

833 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GULFPORT ENERGY CORP COM NEW 4,591 4,591 New 101,588
MGM RESORTS INTERNATIONAL COM 4,545 4,545 New 228,276
SPDR SERIES TRUST S&P RETAIL ETF 4,537 4,537 New 46,000
RESOLUTE FST PRODS INC COM 4,518 4,518 New 387,462
STARWOOD HOTELS&RESORTS WRLDWD COM 4,516 4,516 New 53,440
TRINITY INDS INC COM 4,515 4,515 New 146,837
INSMED INC COM PAR $.01 4,489 3,818 569.46 200,837
REX ENERGY CORPORATION COM 4,343 2,741 171.13 839,950
SALESFORCE COM INC COM 4,184 2,636 170.39 56,573
DIAMOND FOODS INC COM 4,085 932 29.57 142,077
PORTLAND GEN ELEC CO COM NEW 4,078 387 10.48 116,605
NEXTERA ENERGY INC COM 4,069 174 4.46 40,352
GAMING & LEISURE PPTYS INC COM 3,994 3,994 New 107,258
LAREDO PETROLEUM INC COM 3,904 3,904 New 279,266
ALTRIA GROUP INC COM 3,887 2,592 200 75,000
AVERY DENNISON CORP COM 3,881 -5,073 (56.66) 61,421
MEMORIAL RESOURCE DEV CORP COM 3,861 1,662 75.57 202,765
NORTHWESTERN CORP COM NEW 3,824 -232 (5.73) 72,597
MOBILEIRON INC COM NEW 3,803 1,935 103.56 628,671
KEYW HLDG CORP COM 3,771 229 6.47 548,116