UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 838
New Positions 303
Increased Positions 469
Decreased Positions 321
Positions with Activity 790
Sold Out Positions 195
Total Mkt Value (in $ millions) 3,727

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.8%
Capital Goods 5.34%
Conglomerates 1.05%
Consumer Cyclical 7.27%
Consumer/Non-Cyclical 12.28%
Energy 3.89%
Financial 13.49%
Healthcare 0.88%
Services 23.85%
Technology 9.35%
Transportation 2.73%
Utilities 3.13%

838 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST S&P RETAIL ETF 4,543 4,543 New 46,000
PNM RES INC COM 4,520 -231 (4.86) 179,210
NETSUITE INC COM 4,508 4,508 New 49,177
RESOLUTE FST PRODS INC COM 4,444 4,444 New 387,462
DIAMOND FOODS INC COM 4,440 1,013 29.57 142,077
STARWOOD HOTELS&RESORTS WRLDWD COM 4,397 4,397 New 53,440
MGM RESORTS INTERNATIONAL COM 4,235 4,235 New 228,276
REX ENERGY CORPORATION COM 4,208 2,656 171.13 839,950
ARISTA NETWORKS INC COM 4,093 4,093 New 50,000
NEXTERA ENERGY INC COM 4,044 173 4.46 40,352
ROCKWELL MED INC COM 4,029 462 12.97 248,525
SALESFORCE COM INC COM 3,984 2,510 170.39 56,573
PORTLAND GEN ELEC CO COM NEW 3,940 374 10.48 116,605
GAMING & LEISURE PPTYS INC COM 3,931 3,931 New 107,258
GULFPORT ENERGY CORP COM NEW 3,897 3,897 New 101,588
MEMORIAL RESOURCE DEV CORP COM 3,824 1,646 75.57 202,765
AVERY DENNISON CORP COM 3,819 -4,992 (56.66) 61,421
TRINITY INDS INC COM 3,787 3,787 New 146,837
PACWEST BANCORP DEL COM 3,770 3,770 New 81,399
M & T BK CORP COM 3,756 3,756 New 29,834