UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 221
Decreased Positions 271
Positions with Activity 492
Sold Out Positions 166
Total Mkt Value (in $ millions) 3,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.95%
Capital Goods 3.78%
Conglomerates 0%
Consumer Cyclical 4%
Consumer/Non-Cyclical 14.08%
Energy 2.97%
Financial 13.33%
Healthcare 3.66%
Services 23.49%
Technology 14.81%
Transportation 1.48%
Utilities 7.25%

501 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CURTISS WRIGHT CORP COM 4,525 4,525 New 62,822
ACTUANT CORP CL A NEW 4,423 -9,979 (69.29) 131,041
ASSURED GUARANTY LTD COM 4,419 4,419 New 183,281
SPX CORP COM 4,203 4,203 New 40,298
VALE S A ADR 4,089 4,089 New 298,937
SANDISK CORP COM 4,046 -4,371 (51.93) 40,937
LOUISIANA PAC CORP COM 3,992 3,992 New 276,658
MASCO CORP COM 3,959 3,959 New 168,395
SCRIPPS NETWORKS INTERACT INC CL A COM 3,886 -666 (14.63) 48,278
ACADIA RLTY TR COM SH BEN INT 3,856 -36,996 (90.56) 133,745
EXTRA SPACE STORAGE INC COM 3,789 -26,036 (87.3) 71,841
EXELIS INC COM 3,667 3,667 New 213,800
VERIZON COMMUNICATIONS INC COM 3,536 -8,593 (70.85) 71,526
SIGNATURE BK NEW YORK N Y COM 3,481 3,481 New 29,347
SVB FINL GROUP COM 3,450 -7,933 (69.69) 31,270
WELLS FARGO & CO NEW COM 3,441 2,450 247.37 67,024
REXFORD INDL RLTY INC COM 3,425 -4,215 (55.17) 233,776
SERVICE CORP INTL COM 3,302 New 150,000
OMNIVISION TECHNOLOGIES INC COM 3,256 3,256 New 119,759
ANSYS INC COM 3,052 3,052 New 37,389