UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2015

Position Statistics

Total Positions 833
New Positions 303
Increased Positions 469
Decreased Positions 316
Positions with Activity 785
Sold Out Positions 191
Total Mkt Value (in $ millions) 3,835

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.21%
Capital Goods 5.37%
Conglomerates 1.05%
Consumer Cyclical 7.33%
Consumer/Non-Cyclical 11.59%
Energy 4.2%
Financial 13.15%
Healthcare 0.79%
Services 23.44%
Technology 9.83%
Transportation 2.78%
Utilities 3.17%

191 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
A10 NETWORKS INC COM -938 Sold Out 0
AAC HLDGS INC COM -428 Sold Out 0
AES CORP COM -261 Sold Out 0
AGCO CORP COM -11,385 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -5,224 Sold Out 0
ALBEMARLE CORP COM -21,061 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -402 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -239 Sold Out 0
ANI PHARMACEUTICALS INC COM -2,324 Sold Out 0
ARATANA THERAPEUTICS INC COM -399 Sold Out 0
ARROW ELECTRS INC COM -338 Sold Out 0
ASCENA RETAIL GROUP INC COM -535 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -5,923 Sold Out 0
AT&T INC COM -6,815 Sold Out 0
AUTODESK INC COM -301 Sold Out 0
AXALTA COATING SYS LTD COM -2,265 Sold Out 0
BAKER HUGHES INC COM -12,538 Sold Out 0
BANCORPSOUTH INC COM -1,996 Sold Out 0
BAXTER INTL INC COM -565 Sold Out 0
BECTON DICKINSON & CO COM -23,674 Sold Out 0