UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 458
New Positions 163
Increased Positions 254
Decreased Positions 201
Positions with Activity 455
Sold Out Positions 112
Total Mkt Value (in $ millions) 4,751

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.19%
Capital Goods 3.7%
Conglomerates 0.02%
Consumer Cyclical 3.32%
Consumer/Non-Cyclical 8.83%
Energy 2.82%
Financial 11.28%
Healthcare 1.81%
Services 38.24%
Technology 10.03%
Transportation 1.18%
Utilities 6.61%

163 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN HOMES 4 RENT CL A 40,064 40,064 New 2,175,000
BOSTON PROPERTIES INC COM 38,678 38,678 New 317,867
BRIXMOR PPTY GROUP INC COM 37,578 37,578 New 1,595,000
CAMDEN PPTY TR SH BEN INT 34,716 34,716 New 474,590
COUSINS PPTYS INC COM 34,095 34,095 New 2,682,500
DOLLAR GEN CORP NEW COM 31,743 31,743 New 575,885
STEEL DYNAMICS INC COM 28,763 28,763 New 1,326,112
NUCOR CORP COM 27,338 27,338 New 539,327
DANAHER CORP DEL COM 23,553 23,553 New 310,732
ESSEX PPTY TR INC COM 21,965 21,965 New 114,800
EMERSON ELEC CO COM 21,754 21,754 New 322,666
MONSANTO CO NEW COM 20,444 20,444 New 172,135
DDR CORP COM 19,645 19,645 New 1,094,426
COOPER TIRE & RUBR CO COM 19,563 19,563 New 640,150
BLOCK H & R INC COM 18,238 18,238 New 569,408
KIMBERLY CLARK CORP COM 17,808 17,808 New 163,612
SIRIUS XM HLDGS INC COM 17,314 17,314 New 4,975,315
SUNSTONE HOTEL INVS INC NEW COM 15,814 15,814 New 1,043,821
CONSTELLIUM NV CL A 15,534 15,534 New 484,363
CLIFFS NAT RES INC COM 14,903 14,903 New 983,707