UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 460
New Positions 164
Increased Positions 255
Decreased Positions 202
Positions with Activity 457
Sold Out Positions 112
Total Mkt Value (in $ millions) 4,673

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.2%
Capital Goods 3.54%
Conglomerates 0.02%
Consumer Cyclical 3.31%
Consumer/Non-Cyclical 8.58%
Energy 2.8%
Financial 11.2%
Healthcare 2%
Services 38.63%
Technology 10.07%
Transportation 1.17%
Utilities 6.61%

164 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN HOMES 4 RENT CL A 40,151 40,151 New 2,175,000
BOSTON PROPERTIES INC COM 38,456 38,456 New 317,867
BRIXMOR PPTY GROUP INC COM 36,541 36,541 New 1,595,000
CAMDEN PPTY TR SH BEN INT 35,082 35,082 New 474,590
COUSINS PPTYS INC COM 33,370 33,370 New 2,682,500
DOLLAR GEN CORP NEW COM 32,756 32,756 New 575,885
STEEL DYNAMICS INC COM 28,485 28,485 New 1,326,112
NUCOR CORP COM 27,635 27,635 New 539,327
DANAHER CORP DEL COM 23,047 23,047 New 310,732
ESSEX PPTY TR INC COM 22,191 22,191 New 114,800
EMERSON ELEC CO COM 21,041 21,041 New 322,666
MONSANTO CO NEW COM 19,691 19,691 New 172,135
DDR CORP COM 19,349 19,349 New 1,094,426
BLOCK H & R INC COM 18,472 18,472 New 569,408
COOPER TIRE & RUBR CO COM 18,340 18,340 New 640,150
KIMBERLY CLARK CORP COM 17,359 17,359 New 163,612
SIRIUS XM HLDGS INC COM 17,215 17,215 New 4,975,315
CLIFFS NAT RES INC COM 16,949 16,949 New 983,707
SUNSTONE HOTEL INVS INC NEW COM 15,229 15,229 New 1,043,821
W P CAREY INC COM 14,264 14,264 New 215,278