UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 222
Decreased Positions 270
Positions with Activity 492
Sold Out Positions 165
Total Mkt Value (in $ millions) 3,939

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.9%
Capital Goods 3.78%
Conglomerates 0%
Consumer Cyclical 4.01%
Consumer/Non-Cyclical 14.07%
Energy 3%
Financial 13.34%
Healthcare 3.65%
Services 22.83%
Technology 14.81%
Transportation 1.48%
Utilities 7.33%

152 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS 65,073 65,073 New 286,691
TJX COS INC NEW COM 53,293 53,293 New 894,026
NCR CORP NEW COM 50,958 50,958 New 1,491,755
COCA COLA ENTERPRISES INC NEW COM 38,311 38,311 New 801,817
VISTAPRINT N V SHS 36,212 36,212 New 750,048
UBIQUITI NETWORKS INC COM 36,153 36,153 New 797,033
MACYS INC COM 35,186 35,186 New 564,870
MONDELEZ INTL INC CL A 34,488 34,488 New 952,974
AUTOZONE INC COM 30,583 30,583 New 56,758
FIRSTENERGY CORP COM 29,937 29,937 New 874,341
MOSAIC CO NEW COM 28,740 28,740 New 601,767
DR PEPPER SNAPPLE GROUP INC COM 28,198 28,198 New 448,157
JACOBS ENGR GROUP INC DEL COM 25,919 25,919 New 480,777
DTE ENERGY CO COM 23,643 23,643 New 302,153
CADENCE DESIGN SYSTEM INC COM 23,363 23,363 New 1,325,200
EXELON CORP COM 22,792 22,792 New 682,000
BALLY TECHNOLOGIES INC COM 21,066 21,066 New 265,677
ALTRIA GROUP INC COM 20,744 20,744 New 481,516
F M C CORP COM NEW 19,867 19,867 New 300,377
GALLAGHER ARTHUR J & CO COM 19,508 19,508 New 413,038