UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2013

Position Statistics:

Total Positions 673
New Positions 152
Increased Positions 248
Decreased Positions 410
Positions with Activity 658
Sold Out Positions 221
Total Mkt Value
(in $ millions)
4,234

Sector Weighting

Basic Materials 6.46%
Capital Goods 4.69%
Conglomerates 0.46%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 9.5%
Energy 4.17%
Financial 16.19%
Healthcare 10.52%
Services 29.52%
Technology 9.96%
Transportation 2.96%
Utilities 3.15%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

248 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ASHLAND INC NEW COM 69,454 43,463 167.22 780,905
DISH NETWORK CORP CL A 44,431 36,560 464.43 1,148,099
MICROSOFT CORP COM 43,915 5,380 13.96 1,251,865
SPDR S&P 500 ETF TR TR UNIT 42,180 35,085 494.51 252,678
PROCTER & GAMBLE CO COM 40,757 10,178 33.28 515,321
NOBLE CORPORATION BAAR NAMEN -AKT 40,383 11,487 39.75 955,583
PETSMART INC COM 36,332 36,332 New 524,048
HUBBELL INC CL B 36,079 3,328 10.16 360,000
FEDEX CORP COM 34,978 16,484 89.13 345,705
HONEYWELL INTL INC COM 33,681 33,681 New 418,238
MOODYS CORP COM 30,306 1,427 4.94 446,000
BEAZER HOMES USA INC TANGIBLE EQTY 27,839 3,961 16.59 773,100
MONDELEZ INTL INC CL A 27,720 795 2.95 900,000
GENESEE & WYO INC UNIT 100115 26,902 21,120 365.33 209,400
HOME PROPERTIES INC COM 26,692 17,907 203.82 400,000
PRICELINE COM INC COM NEW 25,667 13,219 106.19 30,465
NATIONAL BK HLDGS CORP CL A 25,460 18,360 258.57 1,383,720
CAPITAL ONE FINL CORP COM 23,797 456 1.96 385,000
BOEING CO COM 23,693 18,757 380 240,000
RLJ LODGING TR COM 23,650 8,291 53.99 1,000,000

Latest News Headlines

Embraer Lands Major Order as U.S. Air Travel Improves   12:35PM ET  - Dow Jones Business News

EUROPE MARKETS: Europe Stocks Climb To Almost Five-year High   12:30PM ET  - Dow Jones Business News

Trading Executive Shane Swanson Rejoins Citigroup   12:27PM ET  - Dow Jones Business News

LONDON MARKETS: U.K. Stocks Extend Gains To 13-year High   12:26PM ET  - Dow Jones Business News

Embraer Lands Another Major Order As U.S. Air Travel Improves   12:24PM ET  - Dow Jones Business News

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