UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 407
New Positions 133
Increased Positions 224
Decreased Positions 181
Positions with Activity 405
Sold Out Positions 115
Total Mkt Value (in $ millions) 4,582

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.36%
Capital Goods 5.61%
Conglomerates 0.01%
Consumer Cyclical 2.44%
Consumer/Non-Cyclical 13.19%
Energy 1.77%
Financial 12.99%
Healthcare 2.14%
Services 37.32%
Technology 6.89%
Transportation 1.74%
Utilities 7.5%

224 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HUMANA INC COM 110,799 16,502 17.50 1,027,156
AMERICAN AIRLS GROUP INC COM 96,308 96,308 New 2,596,600
MICROSOFT CORP COM 83,421 6,468 8.41 2,101,806
NIELSEN HOLDINGS N V COM 78,995 12,375 18.58 1,750,000
SPDR S&P 500 ETF TR TR UNIT 76,667 55,077 255.11 409,000
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 70,721 16,416 30.23 3,465,000
STARWOOD HOTELS&RESORTS WRLDWD COM 62,446 18,470 42 811,940
COCA COLA CO COM 61,910 21,338 52.59 1,520,000
CROWN CASTLE INTL CORP COM 61,562 54,451 765.76 822,468
KILROY RLTY CORP COM 55,678 12,737 29.66 949,159
NATIONAL OILWELL VARCO INC COM 54,194 18,823 53.22 655,699
BHP BILLITON PLC SPONSORED ADR 52,947 14,349 37.18 819,998
HOSPIRA INC COM 51,947 11,482 28.38 1,187,085
ASHLAND INC NEW COM 51,357 7,762 17.80 528,092
KRAFT FOODS GROUP INC COM 50,249 10,175 25.39 882,652
SCHWAB CHARLES CORP NEW COM 49,828 10,117 25.48 1,829,213
CROWN CASTLE INTL CORP CNV PFD STK SR A 48,511 48,511 New 480,400
NOBLE CORP PLC SHS USD 46,849 9,400 25.10 1,513,705
RYMAN HOSPITALITY PPTYS INC COM 44,812 17,355 63.21 969,119
SMUCKER J M CO COM NEW 43,020 11,414 36.12 446,169


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