UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 487
New Positions 150
Increased Positions 257
Decreased Positions 220
Positions with Activity 477
Sold Out Positions 131
Total Mkt Value (in $ millions) 4,241

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.07%
Capital Goods 4.43%
Conglomerates 0.11%
Consumer Cyclical 3.45%
Consumer/Non-Cyclical 11.94%
Energy 4.63%
Financial 12.89%
Healthcare 2.73%
Services 22.28%
Technology 16.65%
Transportation 2.19%
Utilities 5.41%

220 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HOSPIRA INC COM 62,818 -5,056 (7.45) 1,041,761
MICROSOFT CORP COM 61,058 -66,490 (52.13) 1,283,010
TJX COS INC NEW COM 48,790 -7,990 (14.07) 768,225
HERTZ GLOBAL HOLDINGS INC COM 40,596 -7,079 (14.85) 1,666,514
CSX CORP COM 36,672 -215 (0.58) 968,114
AMERICAN AIRLS GROUP INC COM 36,590 -15,262 (29.43) 846,801
DR PEPPER SNAPPLE GROUP INC COM 27,909 -4,667 (14.33) 383,948
WHITEWAVE FOODS CO COM 26,312 -4,740 (15.27) 745,800
CITRIX SYS INC COM 25,851 -2,120 (7.58) 395,336
SMUCKER J M CO COM NEW 24,478 -11,646 (32.24) 243,221
REDWOOD TR INC COM 22,894 -3,937 (14.67) 1,186,219
STANLEY BLACK & DECKER INC COM 22,204 -3,646 (14.1) 233,092
COCA COLA ENTERPRISES INC NEW COM 21,689 -13,471 (38.31) 494,611
LIBERTY INTERACTIVE CORP LBT VENT COM A 21,552 -4,834 (18.32) 590,957
COLGATE PALMOLIVE CO COM 21,065 -4,593 (17.9) 310,000
PORTLAND GEN ELEC CO COM NEW 20,257 -456 (2.2) 557,882
EXELON CORP COM 20,205 -3,835 (15.95) 573,200
PHILIP MORRIS INTL INC COM 19,727 -37,109 (65.29) 228,053
NATIONAL OILWELL VARCO INC COM 18,222 -25,237 (58.07) 247,746
KRAFT FOODS GROUP INC COM 16,326 -13,360 (45.01) 276,850


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