UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 03/31/2016

Position Statistics

Total Positions 463
New Positions 119
Increased Positions 214
Decreased Positions 249
Positions with Activity 463
Sold Out Positions 138
Total Mkt Value (in $ millions) 4,287

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.39%
Capital Goods 4.28%
Conglomerates 2%
Consumer Cyclical 6.06%
Consumer/Non-Cyclical 19.23%
Energy 4.47%
Financial 13.58%
Healthcare 2.21%
Services 19.34%
Technology 7.26%
Transportation 2.48%
Utilities 0.4%

249 DECREASED Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NIELSEN HLDGS PLC SHS EUR 146,458 -95,454 (39.46) 2,652,269
SCHLUMBERGER LTD COM 95,104 -8,989 (8.64) 1,178,343
ALLIANCE DATA SYSTEMS CORP COM 90,403 -2,244 (2.42) 392,408
KELLOGG CO COM 85,930 -24,890 (22.46) 1,028,984
TYCO INTL PLC SHS 83,813 -19,118 (18.57) 1,855,506
EBAY INC COM 82,769 -849 (1.02) 2,697,810
PAYPAL HLDGS INC COM 71,895 -14,553 (16.83) 1,903,000
GENERAL MTRS CO COM 67,220 -6,771 (9.15) 2,096,696
HERBALIFE LTD COM USD SHS 65,761 -53,200 (44.72) 981,509
WILLIS TOWERS WATSON PUB LTD SHS 60,830 -12,578 (17.13) 490,567
CIMPRESS N V SHS EURO 60,098 -16,045 (21.07) 619,626
COCA COLA CO COM 57,209 -12,047 (17.39) 1,255,414
MOHAWK INDS INC COM 39,203 -21,211 (35.11) 191,419
BHP BILLITON PLC SPONSORED ADR 37,325 -894 (2.34) 1,538,561
BEST BUY INC COM 34,185 -7,549 (18.09) 1,052,826
ZILLOW GROUP INC CL C CAP STK 31,420 -2,128 (6.34) 834,738
WESTERN UN CO COM 30,262 -4,918 (13.98) 1,497,399
BARRICK GOLD CORP COM 28,647 -69,978 (70.95) 1,444,627
CDK GLOBAL INC COM 28,414 -2,095 (6.87) 490,990
WESTLAKE CHEM CORP COM 27,176 -3,684 (11.94) 598,192