UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 667
New Positions 310
Increased Positions 396
Decreased Positions 265
Positions with Activity 661
Sold Out Positions 139
Total Mkt Value (in $ millions) 3,546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.22%
Capital Goods 3.12%
Conglomerates 0.4%
Consumer Cyclical 6.52%
Consumer/Non-Cyclical 13.46%
Energy 3.33%
Financial 13.05%
Healthcare 6.65%
Services 22.5%
Technology 11.83%
Transportation 1.62%
Utilities 2.12%

265 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HUMANA INC COM 135,215 -83,144 (38.08) 761,688
ASHLAND INC NEW COM 87,651 -25,194 (22.33) 687,297
HOSPIRA INC COM 79,076 -12,474 (13.63) 899,819
PINNACLE ENTMT INC COM 63,174 -6,842 (9.77) 1,759,735
CIMPRESS N V SHS EURO 49,778 -16,986 (25.44) 601,839
HERBALIFE LTD COM USD SHS 43,559 -10,024 (18.71) 1,009,003
TYSON FOODS INC TANG EQ UNIT 36,045 -2,418 (6.29) 745,500
MICROSOFT CORP COM 30,956 -21,608 (41.11) 755,588
COCA COLA CO COM 30,801 -17,500 (36.23) 768,500
UNITED TECHNOLOGIES CORP COM 28,234 -30,868 (52.23) 241,522
SMUCKER J M CO COM NEW 27,541 -676 (2.39) 237,398
MONDELEZ INTL INC CL A 26,893 -7,101 (20.89) 756,494
LAUDER ESTEE COS INC CL A 24,600 -42,953 (63.58) 296,776
TJX COS INC NEW COM 21,744 -31,717 (59.33) 312,461
CADENCE DESIGN SYSTEM INC COM 20,365 -3,737 (15.5) 1,126,400
CITRIX SYS INC COM 18,720 -6,427 (25.56) 294,293
REDWOOD TR INC COM 18,424 -2,940 (13.76) 1,022,999
EXELON CORP COM 18,185 -404 (2.17) 560,750
PPG INDS INC COM 16,053 -4,172 (20.63) 72,000
WESCO INTL INC COM 14,785 -10,146 (40.7) 215,091