UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 501
New Positions 152
Increased Positions 221
Decreased Positions 271
Positions with Activity 492
Sold Out Positions 166
Total Mkt Value (in $ millions) 3,916

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.99%
Capital Goods 3.77%
Conglomerates 0%
Consumer Cyclical 4.01%
Consumer/Non-Cyclical 14.02%
Energy 2.97%
Financial 13.22%
Healthcare 3.67%
Services 23.46%
Technology 14.92%
Transportation 1.49%
Utilities 7.27%

492 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HUMANA INC COM 150,266 11,810 8.53 1,217,224
MICROSOFT CORP COM 121,197 6,383 5.56 2,680,153
NIELSEN N V COM 103,602 -4,472 (4.14) 2,146,303
SCHWAB CHARLES CORP NEW COM 85,761 20,666 31.75 3,016,566
MICRON TECHNOLOGY INC COM 67,276 5,063 8.14 2,027,004
NOBLE CORP PLC SHS USD 66,186 10,190 18.20 2,368,874
ACTAVIS PLC SHS 64,864 64,864 New 286,691
HOSPIRA INC COM 61,616 -14,532 (19.08) 1,125,612
EBAY INC COM 59,995 24,878 70.84 1,073,442
HERTZ GLOBAL HOLDINGS INC COM 58,910 6,545 12.50 1,957,128
HERBALIFE LTD COM USD SHS 58,186 15,288 35.64 1,166,762
PHILIP MORRIS INTL INC COM 55,948 40,121 253.48 657,058
TJX COS INC NEW COM 52,667 52,667 New 894,026
NCR CORP NEW COM 51,093 51,093 New 1,491,755
INTEL CORP COM 51,073 -23,417 (31.44) 1,453,008
NATIONAL OILWELL VARCO INC COM 49,876 -9,515 (16.02) 590,872
LAUDER ESTEE COS INC CL A 47,657 -9,349 (16.4) 624,847
AMERICAN AIRLS GROUP INC COM 47,412 -46,740 (49.64) 1,200,000
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 47,297 -18,584 (28.21) 2,293,740
LIBERTY INTERACTIVE CORP LBT VENT COM A 45,959 34,882 314.93 632,690