UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 12/31/2014

Position Statistics

Total Positions 665
New Positions 311
Increased Positions 396
Decreased Positions 263
Positions with Activity 659
Sold Out Positions 137
Total Mkt Value (in $ millions) 3,614

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.45%
Capital Goods 3.2%
Conglomerates 0.37%
Consumer Cyclical 6.49%
Consumer/Non-Cyclical 13.3%
Energy 3.62%
Financial 12.96%
Healthcare 6.44%
Services 22.31%
Technology 12.11%
Transportation 1.58%
Utilities 2.13%

659 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NIELSEN N V COM 161,477 24,593 17.97 3,528,014
HUMANA INC COM 128,459 -78,990 (38.08) 761,688
MEDTRONIC PLC SHS 100,932 100,932 New 1,329,796
SCHWAB CHARLES CORP NEW COM 97,996 84 .09 3,122,872
ASHLAND INC NEW COM 88,345 -25,393 (22.33) 687,297
EBAY INC COM 83,642 12,262 17.18 1,415,031
HOSPIRA INC COM 78,941 -12,453 (13.63) 899,819
MICRON TECHNOLOGY INC COM 69,655 3,475 5.25 2,429,532
AMERICAN AIRLS GROUP INC COM 68,257 26,806 64.67 1,394,431
PINNACLE ENTMT INC COM 66,096 -7,158 (9.77) 1,759,735
ALLIANCE DATA SYSTEMS CORP COM 57,278 7,540 15.16 190,571
PEPSICO INC COM 52,747 52,747 New 549,731
CIMPRESS N V SHS EURO 51,794 -17,674 (25.44) 601,839
GENERAL MTRS CO COM 43,420 38,139 722.16 1,226,566
HERBALIFE LTD COM USD SHS 42,449 -9,769 (18.71) 1,009,003
WAL-MART STORES INC COM 41,744 14,892 55.46 527,201
WHITEWAVE FOODS CO COM 40,917 8,109 24.72 930,135
TYSON FOODS INC TANG EQ UNIT 37,722 -2,530 (6.29) 745,500
COCA COLA ENTERPRISES INC NEW COM 37,476 14,902 66.02 821,130
MICROSOFT CORP COM 36,450 -25,443 (41.11) 755,588