UBS OCONNOR LLC Information

ONE NORTH WACKER DRIVE 32ND FLOOR, CHICAGO, Illinois, 60606, (312) 525-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 487
New Positions 150
Increased Positions 257
Decreased Positions 220
Positions with Activity 477
Sold Out Positions 131
Total Mkt Value (in $ millions) 4,250

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.06%
Capital Goods 4.4%
Conglomerates 0.11%
Consumer Cyclical 3.45%
Consumer/Non-Cyclical 12.07%
Energy 4.37%
Financial 12.76%
Healthcare 2.74%
Services 22.44%
Technology 16.79%
Transportation 2.19%
Utilities 5.42%

487 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HUMANA INC COM 169,120 1,764 1.05 1,230,054
NIELSEN N V COM 124,742 35,220 39.34 2,990,700
ASHLAND INC NEW COM 100,430 66,457 195.62 884,850
ALIBABA GROUP HLDG LTD SPONSORED ADS 98,248 98,248 New 872,000
SCHWAB CHARLES CORP NEW COM 88,302 2,933 3.44 3,120,200
MICRON TECHNOLOGY INC COM 82,222 10,021 13.88 2,308,321
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 69,743 16,574 31.17 3,008,740
EBAY INC COM 65,898 7,320 12.50 1,207,587
HOSPIRA INC COM 62,808 -5,055 (7.45) 1,041,761
MICROSOFT CORP COM 61,264 -66,714 (52.13) 1,283,010
LAUDER ESTEE COS INC CL A 59,664 13,919 30.43 814,969
NCR CORP NEW COM 56,768 12,642 28.65 1,919,122
UNITED TECHNOLOGIES CORP COM 55,694 55,694 New 505,577
CIMPRESS N V SHS EURO 54,527 3,861 7.62 807,203
HERBALIFE LTD COM USD SHS 53,856 3,230 6.38 1,241,208
COCA COLA CO COM 53,375 11,791 28.36 1,205,121
NOBLE CORP PLC SHS USD 50,418 3,727 7.98 2,557,977
TJX COS INC NEW COM 49,566 -8,117 (14.07) 768,225
PINNACLE ENTMT INC COM 48,309 5,004 11.56 1,950,312
ALLIANCE DATA SYSTEMS CORP COM 47,059 32,841 230.97 165,486


Latest News Headlines

View All
Create your free portfolio