UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,917
New Positions 512
Increased Positions 3,815
Decreased Positions 2,932
Positions with Activity 6,747
Sold Out Positions 374
Total Mkt Value (in $ millions) 112,477

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.05%
Capital Goods 2.89%
Conglomerates 0.14%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 4.94%
Energy 6.72%
Financial 41.64%
Healthcare 7.49%
Services 11.19%
Technology 10.79%
Transportation 1.87%
Utilities 5.32%

6,917 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
1ST SOURCE CORP COM -84 Sold Out 0
ACCELERON PHARMA INC COM -66 Sold Out 0
ACME UTD CORP COM -38 Sold Out 0
ADAMIS PHARMACEUTICALS CORP COM NEW -12 Sold Out 0
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -9 Sold Out 0
ADVAXIS INC WT EXP 071518 -1 Sold Out 0
ADVISORSHARES TR MADRONA DOMESTIC -21 Sold Out 0
ADVISORSHARES TR INTL BEAR ETF -9 Sold Out 0
ADVISORSHARES TR NEWFLT MULSINC -32 Sold Out 0
ADVISORSHARES TR GARTMAN GD/YEN -2 Sold Out 0
ADVISORSHARES TR BNY GRWTH ADR -51 Sold Out 0
AEROCENTURY CORP COM -10 Sold Out 0
AG&E HLDGS INC COM -3 Sold Out 0
AIRMEDIA GROUP INC SPONSORED ADR -6 Sold Out 0
ALBANY MOLECULAR RESH INC COM -74 Sold Out 0
ALDERON IRON ORE CORP COM -1 Sold Out 0
ALIMERA SCIENCES INC COM -7 Sold Out 0
ALPHATEC HOLDINGS INC COM -23 Sold Out 0
ALPS ETF TR RIVRFRNT STR INC -60 Sold Out 0
ALPS ETF TR GM MOMBLDGREQT -7 Sold Out 0