UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,508
Decreased Positions 3,129
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.73%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.17%
Energy 9%
Financial 42.89%
Healthcare 6.78%
Services 9.88%
Technology 11.07%
Transportation 1.47%
Utilities 4.99%

6,769 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACORN ENERGY INC COM -28 Sold Out 0
ACURA PHARMACEUTICALS INC COM NEW -25 Sold Out 0
ADVAXIS INC WT EXP 071518 Sold Out 0
ADVISORSHARES TR INTL BEAR ETF -17 Sold Out 0
ADVISORSHARES TR NEWFLT MULSINC -110 Sold Out 0
ADVISORSHARES TR ACCUVS GLB OPP -17 Sold Out 0
AEP INDS INC COM -33 Sold Out 0
ALAMO GROUP INC COM -43 Sold Out 0
ALCOBRA LTD SHS -16 Sold Out 0
ALDERON IRON ORE CORP COM -27 Sold Out 0
ALIMERA SCIENCES INC COM -23 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -91 Sold Out 0
ALLIED MOTION TECHNOLOGIES INC COM -6 Sold Out 0
ALPHATEC HOLDINGS INC COM -2 Sold Out 0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS -168 Sold Out 0
ALUMINA LTD SPONSORED ADR -1,277 Sold Out 0
ALVARION LTD SHS NEW -1 Sold Out 0
AMCON DISTRG CO COM NEW -10 Sold Out 0
AMERICAN APPAREL INC COM -31 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -5 Sold Out 0


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