UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,770
New Positions 463
Increased Positions 3,506
Decreased Positions 3,132
Positions with Activity 6,638
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,893

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.77%
Conglomerates 0.14%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 5.17%
Energy 9.04%
Financial 42.82%
Healthcare 6.79%
Services 9.88%
Technology 11.11%
Transportation 1.47%
Utilities 5%

6,770 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 50,546 4,003 8.60 477,030
ISHARES TR 0-5 YR TIPS ETF 16,966 5,596 49.22 166,300
ISHARES TR 0-5YR HI YL CP 146 146 New 2,900
BARCLAYS BK PLC 10 YR TREAS BEAR 59 21 56.57 2,239
BARCLAYS BK PLC 10 YR TREAS BULL 141 -55 (27.99) 1,999
ISHARES 10+ YR CR BD ETF 11,257 53 .48 184,959
ISHARES 10-20 YR TRS ETF 8,147 2,221 37.47 62,606
ISHARES 1-3 YR CR BD ETF 502,328 20,793 4.32 4,761,853
ISHARES 1-3 YR TR BD ETF 129,841 -5,557 (4.1) 1,536,397
PIMCO ETF TR 1-3YR USTREIDX 1,382 -3,010 (68.53) 27,157
ISHARES 14 AMT-FREE ETF 609 -670 (52.41) 11,908
ISHARES 15 AMT-FREE ETF 756 -616 (44.9) 14,275
PIMCO ETF TR 1-5 US TIP IDX 4,284 -311 (6.76) 80,188
PIMCO ETF TR 15+ YR US TIPS 194 -83 (30.06) 2,918
PIMCO ETF TR 15YR US TRS FD -42 Sold Out 0
ISHARES 16 AMT-FREE ETF 1,855 656 54.65 34,693
ISHARES 17 AMT-FREE ETF 2,809 1,082 62.67 50,819
ISHARES TR 18 AMT-FREE ETF 939 201 27.27 36,619
BARCLAYS BK PLC 2 YR TREAS BEAR 63 35 128.93 1,662
BARCLAYS BK PLC 2 YR TREAS BULL 50 New 850