UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,776
New Positions 463
Increased Positions 3,510
Decreased Positions 3,134
Positions with Activity 6,644
Sold Out Positions 406
Total Mkt Value (in $ millions) 97,949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.79%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.3%
Energy 8.98%
Financial 42.87%
Healthcare 6.84%
Services 9.94%
Technology 10.89%
Transportation 1.46%
Utilities 4.95%

6,776 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACORN ENERGY INC COM -32 Sold Out 0
ACURA PHARMACEUTICALS INC COM NEW -26 Sold Out 0
ADVAXIS INC WT EXP 071518 Sold Out 0
ADVISORSHARES TR NEWFLT MULSINC -110 Sold Out 0
ADVISORSHARES TR INTL BEAR ETF -17 Sold Out 0
ADVISORSHARES TR ACCUVS GLB OPP -17 Sold Out 0
AEP INDS INC COM -30 Sold Out 0
ALAMO GROUP INC COM -47 Sold Out 0
ALCOBRA LTD SHS -17 Sold Out 0
ALDERON IRON ORE CORP COM -25 Sold Out 0
ALIMERA SCIENCES INC COM -23 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -93 Sold Out 0
ALLIED MOTION TECHNOLOGIES INC COM -6 Sold Out 0
ALPHATEC HOLDINGS INC COM -2 Sold Out 0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS -148 Sold Out 0
ALUMINA LTD SPONSORED ADR -1,134 Sold Out 0
ALVARION LTD SHS NEW -1 Sold Out 0
AMCON DISTRG CO COM NEW -10 Sold Out 0
AMERICAN APPAREL INC COM -31 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -5 Sold Out 0