UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,819
New Positions 472
Increased Positions 3,687
Decreased Positions 2,961
Positions with Activity 6,648
Sold Out Positions 383
Total Mkt Value (in $ millions) 106,868

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.15%
Capital Goods 2.81%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.58%
Energy 7.8%
Financial 42.67%
Healthcare 6.5%
Services 12.25%
Technology 10.54%
Transportation 1.58%
Utilities 5.06%

6,819 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN QUALITY PFD INCOME FD 2 COM 10,461 464 4.64 1,161,078
LIBERTY INTERACTIVE CORP INT COM SER A 10,449 -1,313 (11.17) 357,106
WESTERN UN CO COM 10,449 3,592 52.38 588,983
FIRST TR EXCH TRD ALPHA FD II DEV MRK EX US 10,416 3,124 42.84 199,694
ROGERS COMMUNICATIONS INC CL B 10,378 -833 (7.43) 259,711
POWERSHARES ETF TRUST DYN EN EX PROD 10,344 7,750 298.74 281,239
RYDEX ETF TRUST GUG RUSS TOP 50 10,326 -1,439 (12.23) 74,397
EVERCORE PARTNERS INC CLASS A 10,235 5,050 97.40 205,037
ISHARES EAFE GRWTH ETF 10,204 1,368 15.48 144,206
ISHARES INTL TREA BD ETF 10,196 31 .31 98,096
EDWARDS LIFESCIENCES CORP COM 10,166 -2,478 (19.6) 103,003
VANGUARD MALVERN FDS STRM INFPROIDX 10,152 -3,060 (23.16) 203,441
FLOWSERVE CORP COM 10,129 -101 (0.99) 132,908
WABCO HLDGS INC COM 10,125 -1,285 (11.27) 97,362
POWERSHARES ETF TRUST WATER RESOURCE 10,115 17 .17 390,389
BARCLAYS PLC ADR 10,108 5,366 113.15 683,431
CA INC COM 10,104 3,699 57.74 358,438
NXP SEMICONDUCTORS N V COM 10,092 -3,663 (26.63) 157,618
FIRST TR US IPO INDEX FD SHS 10,074 -156 (1.52) 205,551
POWERSHARES ETF TRUST DYN FD & BEV 10,058 777 8.37 355,516