UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,735
New Positions 571
Increased Positions 3,788
Decreased Positions 2,836
Positions with Activity 6,624
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,426

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.33%
Capital Goods 3.02%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.64%
Energy 8.69%
Financial 41.72%
Healthcare 7.45%
Services 10.55%
Technology 10.49%
Transportation 1.55%
Utilities 4.99%

6,735 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR INDEX SHS FDS DJ INTL RL ETF 8,382 -721 (7.92) 198,487
CHIPOTLE MEXICAN GRILL INC COM 8,374 -531 (5.97) 16,531
CAMDEN PPTY TR SH BEN INT 8,324 2,217 36.30 121,930
HDFC BANK LTD ADR REPS 3 SHS 8,307 465 5.93 203,791
HARRIS CORP DEL COM 8,259 1,066 14.81 114,125
WISDOMTREE TR INTL LRGCAP DV 8,259 -1,405 (14.54) 157,131
FIRST SOLAR INC COM 8,252 -2,351 (22.17) 119,238
FIRSTMERIT CORP COM 8,252 1,625 24.52 411,472
XCEL ENERGY INC COM 8,247 -10,381 (55.73) 263,472
FIRST TR ISE WATER INDEX FD COM 8,237 1,471 21.73 243,197
POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 8,218 674 8.94 338,888
ISHARES US HLTHCR PR ETF 8,174 646 8.59 87,409
UNUM GROUP COM 8,169 2,302 39.25 242,550
GENERAL GROWTH PPTYS INC NEW COM 8,161 -860 (9.53) 357,293
FOMENTO ECONOMICO MEXICANO SAB SPON ADR UNITS 8,152 2,146 35.74 85,847
PROTO LABS INC COM 8,089 1,778 28.17 129,203
ROCKWELL AUTOMATION INC COM 8,087 156 1.97 63,302
HOST HOTELS & RESORTS INC COM 8,059 -1,422 (15) 383,387
FIRST TR EXCHANGE TRADED FD II TECH ALPHADEX 8,039 -3,506 (30.37) 262,713
AEGON N V NY REGISTRY SH 8,037 41 .51 913,252