UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,508
Decreased Positions 3,129
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.73%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.17%
Energy 9%
Financial 42.89%
Healthcare 6.78%
Services 9.88%
Technology 11.07%
Transportation 1.47%
Utilities 4.99%

6,769 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MFS INTER INCOME TR SH BEN INT 10,018 4,382 77.76 1,883,081
CINCINNATI FINL CORP COM 10,015 1,084 12.14 209,910
FIRST TR US IPO INDEX FD SHS 10,002 3,339 50.10 208,733
LRR ENERGY LP COM 9,993 6,320 172.06 496,909
GENERAL MTRS CO WT EXP 071016 9,914 426 4.49 388,190
QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD 9,873 1,357 15.93 381,341
COMMUNITY HEALTH SYS INC NEW COM 9,819 3,256 49.61 206,749
POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 9,755 1,334 15.84 392,565
MELCO CROWN ENTMT LTD ADR 9,745 5,068 108.38 296,650
POWERSHARES ETF TRUST HLTHCR SEC POR 9,732 3,875 66.17 205,628
NORTHERN TR CORP COM 9,711 -1,191 (10.92) 144,654
LEUCADIA NATL CORP COM 9,710 173 1.81 387,179
VARIAN MED SYS INC COM 9,615 -463 (4.59) 116,213
ROPER INDS INC NEW COM 9,615 -1,565 (14) 67,350
PEABODY ENERGY CORP COM 9,603 -1,352 (12.35) 640,604
SYNAPTICS INC COM 9,586 -650 (6.35) 126,853
POWERSHARES ETF TR II BUILD AMER ETF 9,577 -657 (6.42) 323,340
KROGER CO COM 9,572 -4,300 (31) 188,763
REVENUESHARES ETF TR MID CAP FD 9,567 260 2.79 203,777
STERICYCLE INC COM 9,557 1,119 13.26 80,824