UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,735
New Positions 571
Increased Positions 3,788
Decreased Positions 2,836
Positions with Activity 6,624
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,590

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 5.59%
Energy 8.69%
Financial 41.79%
Healthcare 7.49%
Services 10.54%
Technology 10.43%
Transportation 1.55%
Utilities 4.96%

6,735 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TESORO CORP COM 9,025 -4,207 (31.8) 167,811
ISHARES CNTRY MIN VL ETF 9,020 140 1.58 139,514
REVENUESHARES ETF TR MID CAP FD 9,014 1,011 12.64 198,246
OLIN CORP COM PAR $1 8,995 -283 (3.05) 313,869
KAYNE ANDERSON MDSTM ENERGY FD COM 8,981 1,582 21.39 255,782
AMPHENOL CORP NEW CL A 8,970 380 4.43 93,902
CBOE HLDGS INC COM 8,947 4,791 115.29 169,877
PROSHARES TR PSHS LC COR PLUS 8,921 -12,168 (57.7) 98,276
ASHLAND INC NEW COM 8,897 1,370 18.20 91,485
TRONOX LTD SHS CL A 8,860 -2,271 (20.4) 345,138
DOMINION RES INC VA NEW CRP UNIT 2013 A 8,825 -1,163 (11.65) 153,399
METHANEX CORP COM 8,822 -5,466 (38.26) 147,252
POWERSHARES ETF TRUST DIV ACHV PRTF 8,813 248 2.89 432,640
EATON VANCE TX MNG BY WRT OPP COM 8,803 -477 (5.14) 611,766
MANULIFE FINL CORP COM 8,803 385 4.57 471,250
ALKERMES PLC SHS 8,788 -1,699 (16.2) 187,899
WESTERN ASSET INVT GRADE DEFIN COM 8,785 -667 (7.05) 434,046
POWERSHARES ETF TRUST FTSE US1500 SM 8,782 467 5.62 89,628
RITE AID CORP COM 8,766 -681 (7.21) 1,229,414
ISHARES GLOB TELECOM ETF 8,740 1,156 15.24 130,414