UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,508
Decreased Positions 3,129
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.73%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.17%
Energy 9%
Financial 42.89%
Healthcare 6.78%
Services 9.88%
Technology 11.07%
Transportation 1.47%
Utilities 4.99%

6,769 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENCANA CORP COM 10,417 1,498 16.79 472,840
EQT CORP COM 10,319 1,341 14.94 103,037
ISHARES GLB INFRASTR ETF 10,317 1,241 13.68 232,899
CREDIT SUISSE GROUP SPONSORED ADR 10,313 2,465 31.42 361,217
RACKSPACE HOSTING INC COM 10,312 1,721 20.04 331,378
B & G FOODS INC NEW COM 10,233 -364 (3.43) 346,866
BLACKROCK MUN INCOME TR BRIC ETF 10,230 2,673 35.37 742,895
ISHARES INTL TREA BD ETF 10,226 4,350 74.04 97,794
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 10,213 3,844 60.36 386,870
UNUM GROUP COM 10,207 1,720 20.27 291,719
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 10,198 -6,203 (37.82) 581,740
NUVEEN TAX ADVANTAGED DIV GRWT COM 10,194 555 5.75 612,270
BLACKBERRY LTD COM 10,194 6,384 167.55 992,591
MARKET VECTORS ETF TR MKTVEC INTMUETF 10,171 700 7.39 435,576
INDEXIQ ETF TR HEDGE MLTI ETF 10,159 6,115 151.20 339,308
FOOT LOCKER INC COM 10,149 -1,590 (13.55) 209,556
SUNEDISON INC COM 10,124 290 2.95 483,225
NUVEEN QUALITY PFD INCOME FD 2 COM 10,097 -1,165 (10.34) 1,109,558
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 10,061 141 1.42 743,076
POWERSHARES ETF TRUST WATER RESOURCE 10,051 1,017 11.26 389,733