UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,737
New Positions 571
Increased Positions 3,789
Decreased Positions 2,837
Positions with Activity 6,626
Sold Out Positions 389
Total Mkt Value (in $ millions) 83,349

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3%
Conglomerates 0.14%
Consumer Cyclical 2.35%
Consumer/Non-Cyclical 5.65%
Energy 8.6%
Financial 41.92%
Healthcare 7.36%
Services 10.55%
Technology 10.46%
Transportation 1.54%
Utilities 5.02%

6,737 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CROWN HOLDINGS INC COM 8,731 -1,123 (11.4) 197,570
RACKSPACE HOSTING INC COM 8,726 -745 (7.86) 276,063
TRONOX LTD SHS CL A 8,722 -2,236 (20.4) 345,138
REVENUESHARES ETF TR MID CAP FD 8,704 977 12.64 198,246
PENNYMAC MTG INVT TR COM 8,703 1,616 22.81 367,830
ISHARES US HOME CONS ETF 8,696 -712 (7.57) 369,571
ASHLAND INC NEW COM 8,691 1,338 18.20 91,485
DOMINION RES INC VA NEW CRP UNIT 2013 A 8,685 -1,145 (11.65) 153,399
RITE AID CORP COM 8,655 -672 (7.21) 1,229,414
MANULIFE FINL CORP COM 8,643 378 4.57 471,250
CBOE HLDGS INC COM 8,621 4,617 115.29 169,877
ISHARES GLOB TELECOM ETF 8,613 1,139 15.24 130,414
PROSHARES TR PSHS LC COR PLUS 8,592 -11,720 (57.7) 98,276
POWERSHARES ETF TRUST DIV ACHV PRTF 8,592 242 2.89 432,640
PROTO LABS INC COM 8,592 1,888 28.17 129,203
EATON VANCE TX MNG BY WRT OPP COM 8,577 -465 (5.14) 611,766
BITAUTO HLDGS LTD SPONSORED ADS 8,541 8,306 3,535.01 267,573
OLIN CORP COM PAR $1 8,528 -268 (3.05) 313,869
POWERSHARES ETF TRUST FTSE US1500 SM 8,527 453 5.62 89,628
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 8,520 2,476 40.97 315,969