UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,905
New Positions 513
Increased Positions 3,804
Decreased Positions 2,931
Positions with Activity 6,735
Sold Out Positions 374
Total Mkt Value (in $ millions) 107,908

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.97%
Capital Goods 2.87%
Conglomerates 0.13%
Consumer Cyclical 2.55%
Consumer/Non-Cyclical 5.01%
Energy 6.06%
Financial 42.15%
Healthcare 7.69%
Services 11.28%
Technology 10.74%
Transportation 1.88%
Utilities 5.23%

6,905 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AQUA AMERICA INC COM 11,880 -572 (4.6) 459,216
LINDSAY CORP COM 11,843 -3,055 (20.51) 140,122
GREENHAVEN CONT CMDTY INDEX FD UNIT BEN INT 11,810 2,052 21.03 507,106
COCA COLA ENTERPRISES INC NEW COM 11,766 2,831 31.68 275,227
ISHARES TR U.S. FINLS ETF 11,764 -417 (3.43) 133,072
ARMOUR RESIDENTIAL REIT INC COM 11,762 -854 (6.77) 3,213,699
NUVEEN CA DIVIDEND ADV MUN FD COM 11,706 3,845 48.92 782,989
COLFAX CORP COM 11,705 -6,845 (36.9) 247,979
BEST BUY INC COM 11,671 3,934 50.84 311,466
KAYNE ANDERSON MDSTM ENERGY FD COM 11,640 1,917 19.71 346,741
ENBRIDGE INC COM 11,611 307 2.71 245,012
CHINA MOBILE LIMITED SPONSORED ADR 11,603 -3,155 (21.38) 201,328
VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 11,498 4,244 58.49 188,623
WABCO HLDGS INC COM 11,467 1,483 14.85 111,821
ARES DYNAMIC CR ALLOCATION FD COM 11,449 1,938 20.38 726,020
RYDEX ETF TRUST GUG S&P MC400 PG 11,441 -2,940 (20.45) 95,316
ROYCE VALUE TR INC COM 11,433 167 1.48 817,226
NAVIOS MARITIME PARTNERS L P UNIT LPI 11,408 207 1.85 1,043,694
NEUBERGER BERMAN INTER MUNI FD COM 11,403 1,754 18.18 723,101
TCP CAP CORP COM 11,388 -479 (4.04) 730,455