UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,917
New Positions 512
Increased Positions 3,815
Decreased Positions 2,932
Positions with Activity 6,747
Sold Out Positions 374
Total Mkt Value (in $ millions) 112,134

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.06%
Capital Goods 2.92%
Conglomerates 0.14%
Consumer Cyclical 2.53%
Consumer/Non-Cyclical 4.94%
Energy 6.76%
Financial 41.68%
Healthcare 7.45%
Services 11.17%
Technology 10.75%
Transportation 1.87%
Utilities 5.27%

6,917 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR GOLD TRUST GOLD SHS 290,722 5,517 1.94 2,519,693
STARBUCKS CORP COM 289,899 41,922 16.91 3,614,252
RYDEX ETF TRUST GUG S&P500 EQ WT 284,998 23,180 8.85 3,549,168
ACTAVIS PLC SHS 282,683 -27,517 (8.87) 1,045,774
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 278,594 8,615 3.19 3,417,076
PHILIP MORRIS INTL INC COM 277,783 42,350 17.99 3,218,809
EBAY INC COM 277,062 -7,441 (2.62) 5,093,057
DOMINION RES INC VA NEW COM 276,436 7,259 2.70 3,806,081
DIAGEO P L C SPON ADR NEW 275,456 11,423 4.33 2,301,415
SUNOCO LOGISTICS PRTNRS L P COM UNITS 274,716 6,697 2.50 5,471,334
ALTRIA GROUP INC COM 273,820 18,568 7.27 5,536,189
VANGUARD INDEX FDS VALUE ETF 272,897 26,823 10.90 3,217,371
WISDOMTREE TR JAPN HEDGE EQT 272,896 22,477 8.98 4,938,392
CROWN CASTLE INTL CORP COM 270,343 244,548 948.05 3,281,658
ANADARKO PETE CORP COM 268,053 68,311 34.20 2,979,033
FORD MTR CO DEL COM PAR $0.01 267,479 20,478 8.29 17,058,624
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 263,707 21,734 8.98 6,204,876
TWENTY FIRST CENTY FOX INC CL B 261,378 -99,601 (27.59) 7,436,080
VANGUARD WORLD FDS INF TECH ETF 260,289 19,019 7.88 2,458,572
ISHARES TR IBOXX INV CP ETF 260,013 35,143 15.63 2,178,389