UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,777
New Positions 463
Increased Positions 3,510
Decreased Positions 3,135
Positions with Activity 6,645
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,425

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.79%
Conglomerates 0.14%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 5.28%
Energy 9.02%
Financial 42.89%
Healthcare 6.82%
Services 9.94%
Technology 10.86%
Transportation 1.46%
Utilities 4.93%

6,777 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 11,078 520 4.93 497,674
ROGERS COMMUNICATIONS INC CL B 11,068 1,103 11.07 280,559
ISHARES 10+ YR CR BD ETF 11,064 52 .48 184,959
METHANEX CORP COM 11,062 1,792 19.34 175,724
KAYNE ANDERSON MDSTM ENERGY FD COM 11,019 870 8.57 277,698
CHIPOTLE MEXICAN GRILL INC COM 10,961 974 9.75 18,143
HANCOCK JOHN TAX-ADV DIV INCM COM 10,927 839 8.32 526,347
GENERAL MTRS CO WT EXP 071016 10,924 469 4.49 388,190
HARRIS CORP DEL COM 10,914 2,543 30.38 148,792
ZIONS BANCORPORATION COM 10,901 1,456 15.41 366,551
EQT CORP COM 10,896 1,416 14.94 103,037
NUVEEN MUN VALUE FD INC COM 10,894 653 6.38 1,161,436
RITE AID CORP COM 10,891 1,892 21.02 1,487,818
WESTERN ASSET INVT GRADE DEFIN COM 10,852 1,724 18.88 516,013
BARCLAYS BANK PLC SP ADR 7.1%PF3 10,840 558 5.42 420,168
CABLEVISION SYS CORP CL A NY CABLVS 10,839 2,163 24.93 606,880
CHURCH & DWIGHT INC COM 10,820 1,572 17.00 158,692
FIRST TR ISE WATER INDEX FD COM 10,814 2,541 30.71 317,884
BLACKROCK MUNIYIELD QUALITY FD COM 10,811 1,402 14.91 725,551
ROCKWELL AUTOMATION INC COM 10,785 2,899 36.77 86,578