UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,768
New Positions 463
Increased Positions 3,508
Decreased Positions 3,128
Positions with Activity 6,636
Sold Out Positions 406
Total Mkt Value (in $ millions) 97,849

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.7%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.1%
Energy 8.91%
Financial 42.92%
Healthcare 6.86%
Services 10.02%
Technology 11.11%
Transportation 1.45%
Utilities 4.92%

6,768 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EMERSON ELEC CO COM 325,818 22,237 7.33 4,996,439
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 320,700 7,389 2.36 5,481,106
VANGUARD INDEX FDS GROWTH ETF 313,116 35,907 12.95 3,150,692
STANLEY BLACK & DECKER INC COM 313,062 41,904 15.45 3,502,597
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 306,432 2,442 .80 3,729,250
NEXTERA ENERGY INC COM 305,918 18,513 6.44 3,175,401
SELECT SECTOR SPDR TR SBI INT-FINL 301,377 785 .26 13,172,055
3M CO COM 299,289 9,044 3.12 2,082,153
CITIGROUP INC COM NEW 296,008 132,186 80.69 5,920,152
ISHARES TR NASDQ BIOTEC ETF 292,219 117,079 66.85 1,135,933
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 287,722 -10,762 (3.61) 4,961,579
COMCAST CORP NEW CL A 285,737 -7,180 (2.45) 5,156,768
NORDSTROM INC COM 272,232 29,547 12.18 3,878,500
CVS CAREMARK CORPORATION COM 269,983 19,100 7.61 3,472,895
CLOROX CO DEL COM 269,198 6,690 2.55 3,057,332
FORD MTR CO DEL COM PAR $0.01 268,147 22,749 9.27 15,357,764
AFLAC INC COM 266,744 21,777 8.89 4,345,788
PHILIP MORRIS INTL INC COM 265,823 21,903 8.98 3,195,373
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 262,351 5,704 2.22 1,031,253
ISHARES TR RUS 1000 VAL ETF 261,630 11,473 4.59 2,590,396