UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,819
New Positions 472
Increased Positions 3,687
Decreased Positions 2,961
Positions with Activity 6,648
Sold Out Positions 383
Total Mkt Value (in $ millions) 106,868

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.15%
Capital Goods 2.81%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.58%
Energy 7.8%
Financial 42.67%
Healthcare 6.5%
Services 12.25%
Technology 10.54%
Transportation 1.58%
Utilities 5.06%

6,819 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FULL CIRCLE CAP CORP COM -17 Sold Out 0
GALMED PHARMACEUTICALS LTD SHS -14 Sold Out 0
GENCO SHIPPING & TRADING LTD WT EXP 070921 -186 Sold Out 0
GENERAL MOLY INC COM -6 Sold Out 0
GENERAL MTRS CO WT EXP 123115 -60 Sold Out 0
GENERAL STEEL HOLDINGS INC COM -3 Sold Out 0
GENETIC TECHNOLOGIES LTD SPONSORED ADR -7 Sold Out 0
GENOMIC HEALTH INC COM -73 Sold Out 0
GLADSTONE LD CORP COM -4 Sold Out 0
GLOBAL CASH ACCESS HLDGS INC COM -3,129 Sold Out 0
GLOBAL HIGH INCOME FUND INC COM -31 Sold Out 0
GLOBAL X FDS GLBX MSCI NORW -2 Sold Out 0
GLOBAL X FDS GBLX JR MNRS NEW -61 Sold Out 0
GLOBAL X FDS GBLX GLDEXPL NEW -17 Sold Out 0
GLOBAL X FDS GBL X SASIA ETF -64 Sold Out 0
GLOBAL X FDS GURU INTL IDX -14 Sold Out 0
GLYCOMIMETICS INC COM -5 Sold Out 0
GOLDEN ENTERPRISES INC COM -2 Sold Out 0
GOLDEN MINERALS CO COM -12 Sold Out 0
GORDMANS STORES INC COM Sold Out 0