UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,904
New Positions 513
Increased Positions 3,804
Decreased Positions 2,930
Positions with Activity 6,734
Sold Out Positions 374
Total Mkt Value (in $ millions) 110,310

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.99%
Capital Goods 2.88%
Conglomerates 0.13%
Consumer Cyclical 2.55%
Consumer/Non-Cyclical 4.98%
Energy 6.16%
Financial 42%
Healthcare 7.75%
Services 11.21%
Technology 10.82%
Transportation 1.88%
Utilities 5.2%

6,904 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CALAVO GROWERS INC COM -37 Sold Out 0
CAPE BANCORP INC COM -24 Sold Out 0
CAPELLA EDUCATION COMPANY COM -171 Sold Out 0
CARRIAGE SVCS INC COM -264 Sold Out 0
CARROLS RESTAURANT GROUP INC COM -37 Sold Out 0
CCA INDS INC COM -3 Sold Out 0
CEL SCI CORP WT EXP 101118 Sold Out 0
CELADON GROUP INC COM -18 Sold Out 0
CELSUS THERAPEUTICS PLC SPONSORED ADR NE -5 Sold Out 0
CEMENTOS PACASMAYO S A A SPON ADR REP 5 -2 Sold Out 0
CERULEAN PHARMA INC COM -5 Sold Out 0
CHEVIOT FINL CORP NEW COM -14 Sold Out 0
CHINA GREEN AGRICULTURE INC COM -24 Sold Out 0
CHINA INFORMATION TECHNOLOGY COM -7 Sold Out 0
CHINA JO-JO DRUGSTORES INC COM NEW -10 Sold Out 0
CHINA PHARMA HLDGS INC COM -2 Sold Out 0
CIS ACQUISITION LTD SHS SER A -7 Sold Out 0
CIS ACQUISITION LTD WT EXP 121817 -1 Sold Out 0
CITI TRENDS INC COM -8 Sold Out 0
CLEANTECH SOLUTIONS INTL INC COM NEW -11 Sold Out 0