UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,821
New Positions 472
Increased Positions 3,687
Decreased Positions 2,963
Positions with Activity 6,650
Sold Out Positions 384
Total Mkt Value (in $ millions) 106,406

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.16%
Capital Goods 2.79%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.59%
Energy 7.8%
Financial 42.65%
Healthcare 6.51%
Services 12.26%
Technology 10.54%
Transportation 1.58%
Utilities 5.06%

6,821 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIREXION SHS ETF TR BRAZIL BEAR 3X -13 Sold Out 0
DIREXION SHS ETF TR TOTAL MKT BEAR -39 Sold Out 0
DIREXION SHS ETF TR DRX DLYSOKOR3X -39 Sold Out 0
DIREXION SHS ETF TR DLY JPN BEAR 3X -60 Sold Out 0
DIREXION SHS ETF TR DLY RUSSIA BUL -105 Sold Out 0
DIREXION SHS ETF TR S&P500 VOL RES -26 Sold Out 0
DIXIE GROUP INC CL A -256 Sold Out 0
DOVER DOWNS GAMING & ENTMT INC COM -3 Sold Out 0
EAGLE BANCORP MONT INC COM -37 Sold Out 0
EGALET CORP COM -54 Sold Out 0
EHEALTH INC COM -184 Sold Out 0
ELEPHANT TALK COMM CORP COM NEW -2 Sold Out 0
ELMIRA SVGS BK ELMIRA N Y COM -2 Sold Out 0
EMERGENT BIOSOLUTIONS INC COM -37 Sold Out 0
ENTERCOM COMMUNICATIONS CORP CL A -10 Sold Out 0
ENTERPRISE BANCORP INC MASS COM -4 Sold Out 0
ENTROPIC COMMUNICATIONS INC COM -8 Sold Out 0
EPIQ SYS INC COM -9 Sold Out 0
EQUUS TOTAL RETURN INC COM -1 Sold Out 0
ERBA DIAGNOSTICS COM -10 Sold Out 0