UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,897
New Positions 513
Increased Positions 3,800
Decreased Positions 2,927
Positions with Activity 6,727
Sold Out Positions 372
Total Mkt Value (in $ millions) 110,708

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.98%
Capital Goods 2.91%
Conglomerates 0.13%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 5.04%
Energy 6.17%
Financial 41.95%
Healthcare 7.41%
Services 11.32%
Technology 10.93%
Transportation 1.9%
Utilities 5.25%

6,897 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AT&T INC COM 462,716 8,686 1.91 13,597,297
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 449,023 59,057 15.14 7,060,109
TRAVELERS COMPANIES INC COM 446,248 40,989 10.11 4,172,491
VERIZON COMMUNICATIONS INC COM 444,777 24,915 5.93 9,330,340
PEPSICO INC COM 433,902 12,133 2.88 4,456,675
NOVARTIS A G SPONSORED ADR 431,213 22,039 5.39 4,624,270
YUM BRANDS INC COM 428,027 56,289 15.14 5,889,205
MCDONALDS CORP COM 425,273 -16,395 (3.71) 4,513,622
ILLINOIS TOOL WKS INC COM 423,356 13,450 3.28 4,355,063
PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN 417,806 4,648 1.13 8,112,735
SELECT SECTOR SPDR TR SBI INT-INDS 413,850 -31,500 (7.07) 7,217,473
V F CORP COM 413,267 4,345 1.06 5,536,802
EMERSON ELEC CO COM 399,699 39,377 10.93 6,361,594
SELECT SECTOR SPDR TR SBI HEALTHCARE 391,323 17,806 4.77 5,742,929
OCCIDENTAL PETE CORP DEL COM 387,619 -1,022 (0.26) 4,675,744
VANGUARD INDEX FDS GROWTH ETF 383,420 30,159 8.54 3,643,986
SELECT SECTOR SPDR TR SBI INT-ENERGY 383,220 44,394 13.10 4,747,520
ISHARES TR MSCI EMG MKT ETF 380,206 127,737 50.60 9,743,867
STANLEY BLACK & DECKER INC COM 375,860 15,462 4.29 3,862,101
HOME DEPOT INC COM 373,098 39,974 12 3,595,777