UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,770
New Positions 463
Increased Positions 3,506
Decreased Positions 3,132
Positions with Activity 6,638
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,893

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.77%
Conglomerates 0.14%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 5.17%
Energy 9.04%
Financial 42.82%
Healthcare 6.79%
Services 9.88%
Technology 11.11%
Transportation 1.47%
Utilities 5%

6,770 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR ULSH 20YRTRE NEW 22 -61 (73.04) 375
BRISTOW GROUP INC COM 22 -2,332 (99.05) 308
FIRST CMNTY BANCSHARES INC NEV COM 22 -26 (53.62) 1,588
BARCLAYS BK PLC LNGC S&P500 14 22 22 New 78
URANERZ ENERGY CORP COM 22 20 821.40 18,428
ISHARES MSCI EMK MAT ETF 22 -13 (37.11) 1,300
MOLSON COORS BREWING CO CL A 22 -1 (6.15) 305
INOGEN INC COM 22 22 New 1,094
LUXFER HLDGS PLC SPONSORED ADR 22 7 43.62 1,159
CLAYMORE EXCHANGE-TRD FD TR 2 GUGG CHINA ALLCP 22 New 800
PROSHARES TR PSHS ULTRUSS2000 22 -71 (76.08) 265
NATIONAL RESH CORP CL B 22 22 New 535
BPZ RESOURCES INC COM 22 11 98.86 7,493
BANC CALIF INC COM 22 -53 (70.48) 2,000
DB-X FUNDS XTRAK 2040TGT DT 22 22 New 749
PROSHARES TR PSHS CONSMRGOODS 22 -26 (53.86) 257
COURIER CORP COM 22 -10 (32.03) 1,649
ULTRALIFE CORP COM 22 6 35.82 5,995
UNIVERSAL TECHNICAL INST INC COM 22 -7 (23.25) 1,822
GENERAL COMMUNICATION INC CL A 22 -20 (48.25) 2,000