UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,887
New Positions 514
Increased Positions 3,796
Decreased Positions 2,921
Positions with Activity 6,717
Sold Out Positions 370
Total Mkt Value (in $ millions) 109,814

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.94%
Capital Goods 2.91%
Conglomerates 0.13%
Consumer Cyclical 2.53%
Consumer/Non-Cyclical 5.1%
Energy 6%
Financial 41.81%
Healthcare 7.76%
Services 11.44%
Technology 10.81%
Transportation 1.86%
Utilities 5.28%

6,887 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLOT COMMUNICATIONS LTD SHS 27 -33 (54.8) 2,790
VERA BRADLEY INC COM 27 -23 (45.55) 1,400
NORTEK INC COM NEW 27 -70 (72.08) 347
CITY OFFICE REIT INC COM 27 (0.89) 2,109
INVENTURE FOODS INC COM 27 -3 (9.55) 2,406
RENESOLA LTD SPONS ADS 27 -1 (3.87) 22,020
BREEZE EASTERN CORP COM 27 -128 (82.66) 2,692
RELM WIRELESS CORP COM 27 10 56.65 5,398
MARKET VECTORS ETF TR INVT GRD FL RT 27 (0.56) 1,074
OPPENHEIMER HLDGS INC CL A NON VTG 27 -29 (52.25) 1,200
BON-TON STORES INC COM 27 8 46.63 4,981
CAMBRIA ETF TR CAMBRIA FGN SHR 27 27 New 1,207
LIFEWAY FOODS INC COM 27 -4 (14.45) 1,468
IPC HEALTHCARE INC COM 27 22 541.41 635
DONEGAL GROUP INC CL B 26 .08 1,204
SANFILIPPO JOHN B & SON INC COM 26 -24 (48.04) 675
GSI TECHNOLOGY COM 26 -38 (58.86) 5,000
SB FINL GROUP INC COM 26 22 488.45 2,801
DYNAVAX TECHNOLOGIES CORP COM NEW 26 -29 (52.51) 1,496
WASHINGTONFIRST BANKSHARES INC COM 26 16 152.72 1,721